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Registered advisor
K••••••• A•• M••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as K••••••• A M••••••
At current firm
6 y
since Aug 16, 2020
In the industry
31 y
since Jul 19, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W• W••••• A•••••••• L•• state registered currentsince Aug 18, 2020 · Westlake, Oh
- V•••••• A•••••••• I••• BD affiliated currentsince Aug 16, 2020 · Venice, Fl
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Aug 17, 2020 · Westlake, Oh
- A• G• E•••••• • S•••• I••• unclassifiedJan 8, 2007 to Jan 1, 2008 · Westlake, Oh
- K•••••• C•••••• M•••••• I••• unclassifiedNov 22, 1999 to Jan 22, 2007 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to V•••••• A•••••••• I•••left Aug 17, 2020, registered Aug 16, 2020 (-1 days) · Wirehouse to independent RIA
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- K•••••• C•••••• M•••••• I••• to A• G• E•••••• • S•••• I•••left Jan 22, 2007, registered Jan 8, 2007 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address