RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A•••••••• A••••• L•• state registered currentsince Mar 18, 2021 · Buena P•••, Ca
- A•••••••• A•••• M••••••••• L•• unclassifiedAug 31, 2018 to Dec 31, 2022 · Los Angeles, Ca
- T•••• W•••••• L•• state registeredAug 16, 2018 to Dec 9, 2021 · Cerritos, Ca
- T•••• W•••••• L•• unclassifiedApr 25, 2017 to Dec 31, 2018 · Cerritos, Ca
- H••• G••••• M••••••• L•• unclassifiedSep 26, 2014 to Nov 3, 2015 · Los Angeles, Ca
- P•••• S••••••••• L•• no RAUMAug 18, 2011 to Nov 22, 2013 · Los Angeles, Ca
- A•••••••• A•••• M••••••••• L•• to A•••••••• A••••• L••left Dec 31, 2022, registered Mar 18, 2021 (-653 days) · Other · moved with a team
- T•••• W•••••• L•• to A•••••••• A•••• M••••••••• L••left Dec 9, 2021, registered Aug 31, 2018 (-1196 days) · Other
- T•••• W•••••• L•• to T•••• W•••••• L••left Dec 31, 2018, registered Aug 16, 2018 (-137 days) · Other
- H••• G••••• M••••••• L•• to T•••• W•••••• L••left Nov 3, 2015, registered Apr 25, 2017 (539 days) · Other
- P•••• S••••••••• L•• to H••• G••••• M••••••• L••left Nov 22, 2013, registered Sep 26, 2014 (308 days) · Other
- W•••• P••• left A•••••••• A•••• M••••••••• L•• for A•••••••• A••••• L•• (registered 2021-03-18)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address