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RIA / WealthAdvisorChartered Financial Consultant13 years in industry

JAMES ADAM GONNASON

Advisor at ETHOS FINANCIAL GROUP, LLC

KING OF PRUSSIA, PA

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Search this name across graphsid dfx:ria:0f323aa4-443b-d027-c467-6a744bd63fbb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 17, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ETHOS FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: Oct 15, 2013
First registration: Mar 17, 2017
Dual registered: no
IAPD individual key: 6255459

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ETHOS FINANCIAL GROUP, LLC	Independent wealth	Dec 7, 2023	n/a	yes	KING OF PRUSSIA, PA	Current employment
ARC CAPITAL MANAGEMENT LLC	n/a	Oct 26, 2022	Dec 15, 2023	no	LOS ANGELES, CA	Previous registration
ALMANACK INVESTMENT PARTNERS	Independent wealth	Aug 25, 2021	Oct 3, 2022	no	NEWTOWN SQUARE, PA	Previous registration
AUERBACH INVESTMENT SERVICES, LLC	Independent wealth	Mar 25, 2021	Sep 15, 2021	no	NARBERTH, PA	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Mar 17, 2017	Mar 17, 2021	no	CONSHOHOCKEN, PA\|ALLENTOWN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARC CAPITAL MANAGEMENT LLC	ETHOS FINANCIAL GROUP, LLC	Dec 15, 2023	Dec 7, 2023	-8	Firm change	Other
ALMANACK INVESTMENT PARTNERS	ARC CAPITAL MANAGEMENT LLC	Oct 3, 2022	Oct 26, 2022	23	Firm change	Other
AUERBACH INVESTMENT SERVICES, LLC	ALMANACK INVESTMENT PARTNERS	Sep 15, 2021	Aug 25, 2021	-21	Firm change	RIA to RIA
HORNOR, TOWNSEND & KENT, LLC	AUERBACH INVESTMENT SERVICES, LLC	Mar 17, 2021	Mar 25, 2021	8	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ ETHOS FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Dec 7, 2023 to presentfactForm ADV
→ ARC CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Oct 26, 2022 to Dec 15, 2023factForm ADV
→ ALMANACK INVESTMENT PARTNERSRegistered adviserregistration: previous registration
Aug 25, 2021 to Oct 3, 2022factForm ADV
→ AUERBACH INVESTMENT SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2021 to Sep 15, 2021factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Mar 17, 2017 to Mar 17, 2021factForm ADV

Dated events

Occurred
Dec 15, 2023
Advisor changed firm
James Adam Gonnason left Arc Capital Management Llc for Ethos Financial Group, Llc (registered 2023-12-07)
Form ADVobserved 4 days ago
Occurred
Oct 3, 2022
Advisor changed firm
James Adam Gonnason left Almanack Investment Partners for Arc Capital Management Llc (registered 2022-10-26)
Form ADVobserved 4 days ago