DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rosemeyer Management Group
Legal name Rmg Wealth Management, LLC
Latest filing Apr 30, 2026
First filing on the tape Oct 12, 2020 · 23 filings
SEC status approved since Nov 12, 2020
RAUM
$914M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
94%
$861M individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$60.9M
derived; firm RAUM over IAPD count
Employees
23
9 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$914M as of Apr 30, 2026
Feb 4, 2021$216M then
HNW client RAUM$568M as of Apr 30, 2026
Feb 4, 2021$102M then
State-registered IARs (5.B.3)9 as of Apr 30, 2026
Feb 4, 20215 then
Employees (5.A)23 as of Apr 30, 2026
Feb 4, 20218 then
Private funds: no history
RAUM +32% over the last fiscal year+39% a year over threeIARs 8 to 9
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $60.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 77derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $781,165derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 3.0derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$568M62%
- Individuals$293M32%
- Corporations and businesses$21.4M2.3%
- Pension and profit-sharing plans$18.7M2.1%
- Charitable organizations$12.6M1.4%
- Individual clients
- 911reported
- HNW clients
- 243reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 1,170reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jacob Edward Rosemeyer | Platteville, Wi | Nov 12, 2020 | 12 y | 1 |
| Payton Paul Simon | Platteville, Wi | Nov 12, 2020 | 22 y | 0 |
| Regan Marie Shipp | Platteville, Wi | Nov 12, 2020 | 11 y | 1 |
| Kaley Ellen Bockhop | Platteville, Wi | Nov 12, 2020 | 11 y | 1 |
| Andrew Thomas TranelCertified Financial Planner | Platteville, Wi | Nov 12, 2020 | 14 y | 1 |
| Carter M Klaas | Platteville, Wi | Aug 20, 2021 | 10 y | 2 |
| Joseph William Schultz | Platteville, Wi | Nov 16, 2022 | 11 y | 0 |
| Brooklyn Louise Flanagan | Platteville, Wi | Jul 1, 2024 | 12 y | 0 |
| John Paul Drefcinski | Platteville, Wi | Jul 30, 2025 | 14 y | 0 |
| Frank Johann Ortiz | Dubuque, Ia | Jan 20, 2026 | 10 y | 0 |
| Haley Herr | Sterling, Il | Jan 23, 2026 | 11 y | 0 |
| Jake Allen Miller | Platteville, Wi | Jul 29, 2026 | 10 y | 0 |
| Dylan Andrew Rasmason | Platteville, Wi | Jul 31, 2026 | 10 y | 0 |
| Teagan Nicole Parker | Platteville, Wi | Aug 12, 2026 | 11 y | 0 |
| Clare Anne Manning | Platteville, Wi | Aug 25, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Andrew Thomas Tranel from Harbour Investments, Inc.Nov 12, 2020 · RIA to a newly registered adviser
- Jacob Edward Rosemeyer from Harbour Investments, Inc.Nov 12, 2020 · Other
- Regan Marie Shipp from Harbour Investments, Inc.Nov 12, 2020 · RIA to a newly registered adviser
- Kaley Ellen Bockhop from Harbour Investments, Inc.Nov 12, 2020 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Harbour Investments, Inc.Dec 31, 2020 · Dubuque, Ia
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ellen Kaley Bockhop · Chief Financial Officercontrolsince 02/2024 · owns 10% to 25%
- Edward Jacob Rosemeyer · Chief Executive Officercontrolsince 08/2020 · owns 10% to 25%
- Marie Regan Shipp · Chief Operatiing Officercontrolsince 02/2024 · owns 10% to 25%
- Paul Payton Simon · Chief Investment Officercontrolsince 02/2024 · owns 10% to 25%
- Thomas Andrew Tranel · Chief Compliance Officercontrolsince 08/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
- Kaley E. Bockhopinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Platteville, Wi · principal | 15 | 6 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dubuque, IA4 employees
- Boscobel, WI1 employees
- Glendale, WI1 employees
- Streling, IL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Apr 30, 2026accounts (Item 5.F.2.f) moved from 3,202.0 to 1,170.0 (-63.0%) between the annual amendments of 2025-03-28 and 2026-04-30; the peer median change was +6.0% (1256 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 1.0% percentile
What changed
consecutive filings, newest first
- Accounts · 3,202 to 1,170Nov 7, 2025 to Jan 10, 2026
- Advisory employees · 8 to 9Nov 7, 2025 to Jan 10, 2026
- HNW clients · 187 to 243Nov 7, 2025 to Jan 10, 2026
- Individual clients · 795 to 911Nov 7, 2025 to Jan 10, 2026
- Employees · 16 to 23Nov 7, 2025 to Jan 10, 2026
- State-registered IARs · 8 to 9Nov 7, 2025 to Jan 10, 2026
- Discretionary RAUM · $655M to $874MNov 7, 2025 to Jan 10, 2026
- HNW RAUM · $397M to $568MNov 7, 2025 to Jan 10, 2026
- Individual RAUM · $248M to $293MNov 7, 2025 to Jan 10, 2026
- Non-discretionary RAUM · $37.2M to $40.1MNov 7, 2025 to Jan 10, 2026
- Pension RAUM · $15.4M to $18.7MNov 7, 2025 to Jan 10, 2026
- RAUM · $692M to $914MNov 7, 2025 to Jan 10, 2026
- Financial planning clients · More than 500 to More than 500Feb 10, 2025 to Mar 28, 2025
- Accounts · 2,728 to 3,202Dec 16, 2024 to Jan 30, 2025
- Advisory employees · 7 to 8Dec 16, 2024 to Jan 30, 2025
- BD registered reps · 2 to 0Dec 16, 2024 to Jan 30, 2025
- Charity clients · 5 to 6Dec 16, 2024 to Jan 30, 2025
- HNW clients · 121 to 187Dec 16, 2024 to Jan 30, 2025
- Individual clients · 751 to 795Dec 16, 2024 to Jan 30, 2025
- Employees · 10 to 16Dec 16, 2024 to Jan 30, 2025
- State-registered IARs · 7 to 8Dec 16, 2024 to Jan 30, 2025
- Discretionary RAUM · $480M to $655MDec 16, 2024 to Jan 30, 2025
- HNW RAUM · $244M to $397MDec 16, 2024 to Jan 30, 2025
- Individual RAUM · $227M to $248MDec 16, 2024 to Jan 30, 2025
- Non-discretionary RAUM · $31.0M to $37.2MDec 16, 2024 to Jan 30, 2025
- Pension RAUM · $11.6M to $15.4MDec 16, 2024 to Jan 30, 2025
- RAUM · $511M to $692MDec 16, 2024 to Jan 30, 2025
- Accounts · 2,142 to 2,728Jan 19, 2023 to Jan 16, 2024
- HNW clients · 87 to 121Jan 19, 2023 to Jan 16, 2024
- Individual clients · 647 to 751Jan 19, 2023 to Jan 16, 2024
- Employees · 9 to 10Jan 19, 2023 to Jan 16, 2024
- Financial planning clients · 251-500 to More than 500Jan 19, 2023 to Jan 16, 2024
- Discretionary RAUM · $314M to $480MJan 19, 2023 to Jan 16, 2024
- HNW RAUM · $140M to $244MJan 19, 2023 to Jan 16, 2024
- Individual RAUM · $165M to $227MJan 19, 2023 to Jan 16, 2024
- Non-discretionary RAUM · $24.3M to $31.0MJan 19, 2023 to Jan 16, 2024
- Pension RAUM · $8.6M to $11.6MJan 19, 2023 to Jan 16, 2024
- RAUM · $338M to $511MJan 19, 2023 to Jan 16, 2024
- Accounts · 2,088 to 2,142Feb 8, 2022 to Jan 19, 2023
- Advisory employees · 6 to 7Feb 8, 2022 to Jan 19, 2023
Signals
8 dated events
- Rosemeyer Management Group reported RAUM $914.0M, up 32% from $691.9M (2025-11-07 to 2026-01-10)Jan 10, 2026 · RAUM change · derived
- Rosemeyer Management Group reported RAUM $691.9M, up 35% from $511.2M (2024-12-16 to 2025-01-30)Jan 30, 2025 · RAUM change · derived
- Paul Payton Simon (Chief Investment Officer) appeared on Schedule A of Rosemeyer Management GroupFeb 22, 2024 · Control person joined · fact
- Marie Regan Shipp (Chief Operatiing Officer) appeared on Schedule A of Rosemeyer Management GroupFeb 22, 2024 · Control person joined · fact
- Ellen Kaley Bockhop (Chief Financial Officer) appeared on Schedule A of Rosemeyer Management GroupFeb 22, 2024 · Control person joined · fact
- Rosemeyer Management Group reported RAUM $511.2M, up 51% from $338.1M (2023-01-19 to 2024-01-16)Jan 16, 2024 · RAUM change · derived
- Rosemeyer Management Group reported RAUM $321.6M, up 49% from $215.6M (2022-01-16 to 2022-02-08)Feb 8, 2022 · RAUM change · derived
- Rmg Wealth Management, Llc filed its initial SEC registration (Form ADV)Oct 12, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@rosemeyermg.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 414-928-8298reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 563-583-7400reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 608-348-2274reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- rosemeyermg.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 608-348-2274reportedpublic record, Form ADV, Apr 30, 2026
- Contact form
- rosemeyermg.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- rosemeyermg.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $60.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026