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CRD 147000
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| GREGORY WADE EVANS | Certified Financial Planner | BATON ROUGE, LA | 18 | 41 | 1 | yes |
| BARTON THOMAS EVANS | Certified Financial Planner | BATON ROUGE, LA | 16 | 25 | 1 | yes |
| CHRISTOPHER FROST NAQUIN | n/a | BATON ROUGE, LA | 4 | 17 | 1 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| EVANS, BARTON, THOMAS | MANAGING MEMBER | B | yes | 01/2011 | Mar 30, 2012 | Mar 28, 2024 |
| EVANS, GREGORY, WADE | MANAGING MEMBER | E | yes | 03/2008 | Mar 30, 2012 | Mar 28, 2024 |
| FORD, FOX, ARRINGTON | Cco | Na | no | 01/2017 | Mar 30, 2018 | Mar 28, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $391M | $382M | 5 | 5 | 0 | n/a | n/a |
| 2024 | Mar 28, 2025 | $326M | $314M | 4 | 4 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $290M | $280M | 4 | 4 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $240M | $7.5M | 4 | 4 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | $241M | $235M | 3 | 3 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $209M | $205M | 3 | 3 | 0 | n/a | n/a |
| 2019 | Apr 21, 2020 | $185M | $182M | 3 | 3 | 0 | n/a | n/a |
| 2018 | Mar 30, 2019 | $146M | $144M | 3 | 3 | 0 | n/a | n/a |
| 2017 | Mar 30, 2018 | $159M | $157M | 3 | 3 | 0 | n/a | n/a |
| 2016 | Mar 30, 2017 | $143M | $141M | 3 | 3 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $131M | $129M | 4 | 4 | n/a | n/a | n/a |
| 2014 | Mar 17, 2015 | $145M | $142M | 4 | 4 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | $140M | $133M | 4 | 4 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $126M | $117M | 4 | 4 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $121M | $106M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $391M | $326M | 19.7% | $240M | 17.6% | 5 | 4 | 0 | 0 |