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B••••• T••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

B••••• T••••• E••••

Advisor at E•••• I••••••••• A•••••••• L•••••

BATON ROUGE, LA

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Search this name across graphsid dfx:ria:913023c3-d2f5-499f-81b9-8239f325c135

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• I••••••••• A•••••••• L•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 31, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• I••••••••• A•••••••• L•••••	Independent wealth	Jan 20, 2010	n/a	yes	BATON ROUGE, LA	Current employment
F•• S••••••••• C•••••••••	Former SEC adviser	Mar 6, 2007	Aug 14, 2008	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•• S••••••••• C•••••••••	E•••• I••••••••• A•••••••• L•••••	Aug 14, 2008	Jan 20, 2010	524	Firm change after gap	Other

Relationships

Registered with (2)

→ E•••• I••••••••• A•••••••• L•••••Registered adviserregistration: current employment
Jan 20, 2010 to presentfactForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Mar 6, 2007 to Aug 14, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:913023c3-d2f5-499f-81b9-8239f325c135
First observed: Mar 6, 2007
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.