DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••• I••••••••• A•••••••• L•••••
Latest filing Mar 26, 2026
First filing on the tape Mar 30, 2012 · 18 filings
SEC status approved since Jul 31, 2008
RAUM
$391M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
91%
$355M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$130M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$391M as of Mar 26, 2026
Mar 30, 2012$121M then
HNW client RAUM$321M as of Mar 26, 2026
Mar 30, 2018$118M then
State-registered IARs (5.B.3)3 as of Mar 26, 2026
Mar 30, 20120 then
Employees (5.A)5 as of Mar 26, 2026
Mar 28, 20134 then
Private funds: no history
RAUM +20% over the last fiscal year+18% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $130MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 154derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $488,418derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 3.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$321M82%
- Individuals$34.1M8.7%
- Corporations and businesses$21.4M5.5%
- Charitable organizations$10.0M2.6%
- Pension and profit-sharing plans$4.2M1.1%
- Individual clients
- 180reported
- HNW clients
- 281reported
- Pension plan clients
- 2reported
- Charitable clients
- 3reported
- Accounts
- 800reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• W••• E••••Certified Financial Planner | Baton Rouge, La | Aug 8, 2008 | 41 y | 1 |
| B••••• T••••• E••••Certified Financial Planner | Baton Rouge, La | Jan 20, 2010 | 25 y | 1 |
| C••••••••• F•••• N••••• | Baton Rouge, La | Jun 22, 2022 | 17 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••••••• F•••• N••••• from F•• S••••••••• C•••••••••Jun 22, 2022 · Affiliated broker-dealer or bank to independent RIA
- B••••• T••••• E•••• from F•• S••••••••• C•••••••••Jan 20, 2010 · Other
- G•••••• W••• E•••• from F•• S••••••••• C•••••••••Aug 8, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••• B•••••• T••••• · Managing Membercontrolsince 01/2011 · owns 10% to 25%
- E••••• G••••••• W••• · Managing Membercontrolsince 03/2008 · owns 75% or more
- F•••• F••• A•••••••• · Ccosince 01/2017 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Baton Rouge, La · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 761 to 800Mar 28, 2025 to Mar 26, 2026
- Advisory employees · 4 to 5Mar 28, 2025 to Mar 26, 2026
- BD registered reps · 4 to 5Mar 28, 2025 to Mar 26, 2026
- HNW clients · 261 to 281Mar 28, 2025 to Mar 26, 2026
- Individual clients · 178 to 180Mar 28, 2025 to Mar 26, 2026
- Pension plan clients · 4 to 2Mar 28, 2025 to Mar 26, 2026
- Employees · 4 to 5Mar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $314M to $382MMar 28, 2025 to Mar 26, 2026
- HNW RAUM · $260M to $321MMar 28, 2025 to Mar 26, 2026
- Individual RAUM · $33.3M to $34.1MMar 28, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $12.4M to $8.4MMar 28, 2025 to Mar 26, 2026
- Pension RAUM · $5.8M to $4.2MMar 28, 2025 to Mar 26, 2026
- RAUM · $326M to $391MMar 28, 2025 to Mar 26, 2026
- Accounts · 708 to 761Mar 28, 2024 to Mar 28, 2025
- Corporate clients · 37 to 42Mar 28, 2024 to Mar 28, 2025
- HNW clients · 252 to 261Mar 28, 2024 to Mar 28, 2025
- Individual clients · 165 to 178Mar 28, 2024 to Mar 28, 2025
- Pension plan clients · 5 to 4Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $280M to $314MMar 28, 2024 to Mar 28, 2025
- HNW RAUM · $229M to $260MMar 28, 2024 to Mar 28, 2025
- Individual RAUM · $28.9M to $33.3MMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $10.2M to $12.4MMar 28, 2024 to Mar 28, 2025
- Pension RAUM · $4.9M to $5.8MMar 28, 2024 to Mar 28, 2025
- RAUM · $290M to $326MMar 28, 2024 to Mar 28, 2025
- Accounts · 658 to 708Mar 30, 2023 to Mar 28, 2024
- Corporate clients · 34 to 37Mar 30, 2023 to Mar 28, 2024
- HNW clients · 229 to 252Mar 30, 2023 to Mar 28, 2024
- Individual clients · 163 to 165Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $7.5M to $280MMar 30, 2023 to Mar 28, 2024
- HNW RAUM · $179M to $229MMar 30, 2023 to Mar 28, 2024
- Individual RAUM · $26.9M to $28.9MMar 30, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $233M to $10.2MMar 30, 2023 to Mar 28, 2024
- Pension RAUM · $3.9M to $4.9MMar 30, 2023 to Mar 28, 2024
- RAUM · $240M to $290MMar 30, 2023 to Mar 28, 2024
- Accounts · 635 to 658Mar 31, 2022 to Mar 30, 2023
- Advisory employees · 3 to 4Mar 31, 2022 to Mar 30, 2023
- BD registered reps · 3 to 4Mar 31, 2022 to Mar 30, 2023
- Corporate clients · 31 to 34Mar 31, 2022 to Mar 30, 2023
- HNW clients · 226 to 229Mar 31, 2022 to Mar 30, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 225-761-8581reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 225-761-7870reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- evansinvestmentadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 225-761-7870reportedpublic record, Form ADV, Mar 26, 2026
- Contact form
- evansinvestmentadvisors.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- evansinvestmentadvisors.com/about-us/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $130Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026