DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••• I••••••••• P•••••••
Legal name F•••••• I••••••••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 29, 2021 · 9 filings
SEC status approved since Aug 2, 2021
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$1.2B as of Mar 31, 2026
Mar 30, 2022$519M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20220 then
Employees (5.A)17 as of Mar 31, 2026
Mar 30, 202211 then
Private funds11 as of Mar 31, 2026
Mar 30, 20227 then
RAUM +17% over the last fiscal year+30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $133MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $17.9M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $17.9M for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••••• I••••••••• P••••••• 2••• F•••• L• | Private Equity Fund | $430M | 224 | Mar 30, 2022 |
| F•••••• I••••••••• P••••••• 2••• F•••• L• | Private Equity Fund | $226M | 173 | Mar 27, 2024 |
| F•••••• I•••• L• | Private Equity Fund | $71.5M | 55 | Mar 30, 2023 |
| F•••••• S••••••••• L• | Private Equity Fund | $65.3M | 74 | Mar 31, 2021 |
| F•••••• G••• L• | Private Equity Fund | $60.4M | 57 | Mar 31, 2021 |
| F•••••• P•••• L• | Private Equity Fund | $19.5M | 21 | Mar 31, 2021 |
| F•••••• A•• L• | Private Equity Fund | $7.0M | 81 | Sep 17, 2020 |
| K•• I••••••• L••no longer reported | Private Equity Fund | $5.7M | 10 | Mar 31, 2021 |
| F•••••• E•••• I•• L•• | Private Equity Fund | $0 | 61 | Mar 31, 2021 |
| F•••••• E••••• L•• | Private Equity Fund | $0 | 65 | Sep 17, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B•••• J•••• E•••• · Chairman And Managing Partnercontrolsince 01/2020 · owns less than 5%
- B•••• J•••• E•••• · Managing Partnercontrolsince 01/2020 · owns less than 5%
- H••••• G•••••• B••••• · Managing Partnercontrolsince 01/2020 · owns less than 5%
- M••••••• D•••••• J••••• · Chief Financial Officercontrolsince 01/2020 · owns less than 5%
- O•••••• J•••• L••••••• · Managing Partnercontrolsince 01/2020 · owns less than 5%
- Z••••••• A••••••• M•••••• · General Counselcontrolsince 01/2020 · owns less than 5%
- B•••• J•••• E•••• · Managercontrolsince 01/2020 · owns 25% to 50% of G•••••••• F•••••• P•••••••• L••
- H••••• G•••••• B••••• · Managing Membercontrolsince 01/2020 · owns 75% or more of E•• F••••••• L••
- L••••••• S••••••• M••••• · Managing Membercontrolsince 01/2020 · owns 75% or more of J•••••• I•••••• L••
- O•••••• J•••• L••••••• · Managing Membercontrolsince 01/2020 · owns 75% or more of T•• O••••• G••••• L••
- W•••••• L•••• A•• · Chief Compliance Officersince 11/2022 · owns less than 5%
Entity owners
- E•• F••••••• L•• · Member Of F•••••• I••••••••• P•••••••• L••direct · owns 10% to 25%
- G•••••••• F•••••• P•••••••• L•• · Member Of F•••••• I••••••••• P•••••••• L••direct · owns 25% to 50%
- J•••••• I•••••• L•• · Member Of F•••••• I••••••••• P•••••••• L••direct · owns 10% to 25%
- T•• O••••• G••••• L•• · Member Of F•••••• I••••••••• P•••••••• L••direct · owns 10% to 25%
- A••••• F••••• L•••••• P••••••••• · Memberindirect · owns 50% to 75% of G•••••••• F•••••• P•••••••• L••
- S•••• M•••• H••••••• L•• · Memberindirect · owns 25% to 50% of G•••••••• F•••••• P•••••••• L••
Related persons
Schedule D 7.A
- D••• S••••• C•••••• L••investment adviserpooled vehicle sponsornRAUM $155M
- F•••••• A• G•• L••pooled vehicle sponsory
- F•••••• G•• G•• L••pooled vehicle sponsory
- F•••••• I••••••••• P••••••• 2••• F•••• G• L••pooled vehicle sponsory
- F•••••• I••••••••• P••••••• 2••• F•••• G• L••pooled vehicle sponsory
- F•••••• I••• G•• L••pooled vehicle sponsory
- F•••••• P••• G•• L••pooled vehicle sponsory
- F•••••• S••••••••• G•• L••pooled vehicle sponsory
Advisers that list F•••••• I••••••••• P••••••• as a related person
- 288675 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 8 to 9Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 8 to 9Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $23.3M to $17.9MMar 31, 2025 to Mar 31, 2026
- Private funds · 10 to 11Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.0B to $1.2BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.0B to $1.2BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.0B to $1.2BMar 31, 2025 to Mar 31, 2026
- Accounts · 7 to 8Jul 31, 2024 to Mar 31, 2025
- Advisory employees · 4 to 5Jul 31, 2024 to Mar 31, 2025
- Pooled vehicle clients · 7 to 8Jul 31, 2024 to Mar 31, 2025
- Assets in custody · $568,959 to $23.3MJul 31, 2024 to Mar 31, 2025
- Employees · 15 to 17Jul 31, 2024 to Mar 31, 2025
- Financial planning clients · unset to 0Jul 31, 2024 to Mar 31, 2025
- Private funds · 9 to 10Jul 31, 2024 to Mar 31, 2025
- Discretionary RAUM · $818M to $1.0BJul 31, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $818M to $1.0BJul 31, 2024 to Mar 31, 2025
- RAUM · $818M to $1.0BJul 31, 2024 to Mar 31, 2025
- Accounts · 8 to 7Mar 30, 2023 to Mar 27, 2024
- Pooled vehicle clients · 8 to 7Mar 30, 2023 to Mar 27, 2024
- Assets in custody · $269,582 to $568,959Mar 30, 2023 to Mar 27, 2024
- Employees · 11 to 15Mar 30, 2023 to Mar 27, 2024
- Private funds · 8 to 9Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $546M to $818MMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $546M to $818MMar 30, 2023 to Mar 27, 2024
- RAUM · $546M to $818MMar 30, 2023 to Mar 27, 2024
- Accounts · 7 to 8Dec 2, 2022 to Mar 30, 2023
- Pooled vehicle clients · 7 to 8Dec 2, 2022 to Mar 30, 2023
- Assets in custody · $311,625 to $269,582Dec 2, 2022 to Mar 30, 2023
- Private funds · 7 to 8Dec 2, 2022 to Mar 30, 2023
- Discretionary RAUM · $519M to $546MDec 2, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $519M to $546MDec 2, 2022 to Mar 30, 2023
- RAUM · $519M to $546MDec 2, 2022 to Mar 30, 2023
- Assets in custody · $603,770 to $311,625Aug 18, 2021 to Mar 30, 2022
- Employees · 10 to 11Aug 18, 2021 to Mar 30, 2022
- Discretionary RAUM · $326M to $519MAug 18, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $326M to $519MAug 18, 2021 to Mar 30, 2022
- RAUM · $326M to $519MAug 18, 2021 to Mar 30, 2022
- Private funds · 14 to 7Jun 29, 2021 to Aug 18, 2021
Signals
4 dated events
- F•••••• I••••••••• P••••••• reported RAUM $1.0B, up 25% from $818.4M (2024-07-31 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- F•••••• I••••••••• P••••••• reported RAUM $818.4M, up 50% from $545.5M (2023-03-30 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- F•••••• I••••••••• P••••••• reported RAUM $519.4M, up 60% from $325.7M (2021-08-18 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- F•••••• I••••••••• P••••••• filed its initial SEC registration (Form ADV)Jun 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F•••••• I••••••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- F•••••• I••••••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- finbackpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-416-2626reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026