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Advisor at WELLS FARGO ADVISORS
SOUTHLAKE, TX | BETHESDA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 15, 2026 | n/a | yes | SOUTHLAKE, TX|BETHESDA, MD | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 21, 2023 | May 28, 2026 | no | Bedford, TX|Colleyville, TX | Previous registration |
| COMERICA SECURITIES | Former SEC adviser | May 1, 2002 | Nov 6, 2023 | no | FORT WORTH, TX|ARLINGTON, TX|BEDFORD, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | May 28, 2026 | May 15, 2026 | -13 | Firm change | Ibd to wirehouse |
| COMERICA SECURITIES | AMERIPRISE FINANCIAL SERVICES, LLC | Nov 6, 2023 | Aug 21, 2023 | -77 | Bulk transfer | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:11025:TX:2026-05-26 | May 28, 2026 | May 15, 2026 | COLLEYVILLE, TX | Firm change |