DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•• • O•• W••••• M••••••••• L••
Latest filing Feb 10, 2026
First filing on the tape Sep 22, 2020 · 21 filings
SEC status approved since Oct 23, 2020
RAUM
$383M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
96%
$368M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$76.6M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$383M as of Feb 10, 2026
Feb 10, 2021$195M then
HNW client RAUM$323M as of Feb 10, 2026
Feb 10, 2021$157M then
State-registered IARs (5.B.3)5 as of Feb 10, 2026
Feb 10, 20214 then
Employees (5.A)5 as of Feb 10, 2026
Feb 10, 20215 then
Private funds: no history
RAUM +41% over the last fiscal year+19% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Feb 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $76.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $482,922derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 3.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $150M, 131 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$323M84%
- Individuals$45.6M12%
- Pension and profit-sharing plans$9.1M2.4%
- Charitable organizations$5.6M1.5%
- Corporations and businesses$22,6390.0%
- Individual clients
- 145reported
- HNW clients
- 106reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 793reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $150M for 131 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• A•••••• D•••••••• | Jupiter, Fl | Nov 13, 2020 | 19 y | 2 |
| F•••• L•••• M•••••Certified Financial Planner | Jupiter, Fl | Nov 17, 2020 | 30 y | 2 |
| C•••••• A•• S•••••••• | Jupiter, Fl | Nov 17, 2020 | 22 y | 2 |
| E••• J••• B••••••••• | Jupiter, Fl | Mar 22, 2023 | 16 y | 1 |
| D•••• S••••••• B••• | Jupiter, Fl | Jan 15, 2025 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A•••••••• G• T••••••• to R•••••• J•••• • A••••••••• I•••Jan 11, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- D•••• S••••••• B••• from E•••••••• A•••••••• L••Jan 15, 2025 · Affiliated broker-dealer or bank to independent RIA
- E••• J••• B••••••••• from E•••••••• A•••••••• L••Mar 22, 2023 · Affiliated broker-dealer or bank to independent RIA
- F•••• L•••• M••••• from R•••••• J•••• • A••••••••• I•••Nov 17, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- C•••••• A•• S•••••••• from R•••••• J•••• • A••••••••• I•••Nov 17, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- K•••• A•••••• D•••••••• from R•••••• J•••• • A••••••••• I•••Nov 13, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- A•••••••• G• T••••••• from R•••••• J•••• • A••••••••• I•••Nov 13, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from R•••••• J•••• • A••••••••• I•••Nov 16, 2020 · Palm Beach Gardens, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••••• K••••• A•••••• · Managing Partner/Chief Compliance Officercontrolsince 10/2020 · owns 50% to 75%
- M•••••• F••••• L•••• · Managing Partnercontrolsince 10/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jupiter, Fl · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 10, 2026RAUM (Item 5.F) moved from $270,914,000 to $382,956,903 (+41.0%) between the annual amendments of 2025-04-17 and 2026-02-10; the peer median change was +15.0% (4550 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 692 to 793Nov 3, 2025 to Feb 10, 2026
- HNW clients · 84 to 106Nov 3, 2025 to Feb 10, 2026
- Individual clients · 142 to 145Nov 3, 2025 to Feb 10, 2026
- Assets in custody · $177M to $150MNov 3, 2025 to Feb 10, 2026
- Discretionary RAUM · $255M to $349MNov 3, 2025 to Feb 10, 2026
- HNW RAUM · $223M to $323MNov 3, 2025 to Feb 10, 2026
- Individual RAUM · $40.0M to $45.6MNov 3, 2025 to Feb 10, 2026
- Non-discretionary RAUM · $15.4M to $33.6MNov 3, 2025 to Feb 10, 2026
- Pension RAUM · $3.6M to $9.1MNov 3, 2025 to Feb 10, 2026
- RAUM · $271M to $383MNov 3, 2025 to Feb 10, 2026
- Financial planning clients · unset to Apr 17, 2025 to May 16, 2025
- Accounts · 667 to 692Mar 20, 2024 to Mar 5, 2025
- Advisory employees · 4 to 5Mar 20, 2024 to Mar 5, 2025
- HNW clients · 76 to 84Mar 20, 2024 to Mar 5, 2025
- Individual clients · 145 to 142Mar 20, 2024 to Mar 5, 2025
- Assets in custody · $104M to $177MMar 20, 2024 to Mar 5, 2025
- State-registered IARs · 4 to 5Mar 20, 2024 to Mar 5, 2025
- Discretionary RAUM · $236M to $255MMar 20, 2024 to Mar 5, 2025
- HNW RAUM · $195M to $223MMar 20, 2024 to Mar 5, 2025
- Individual RAUM · $43.4M to $40.0MMar 20, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $10.4M to $15.4MMar 20, 2024 to Mar 5, 2025
- Pension RAUM · $3.7M to $3.6MMar 20, 2024 to Mar 5, 2025
- RAUM · $246M to $271MMar 20, 2024 to Mar 5, 2025
- Accounts · 551 to 667Sep 21, 2023 to Mar 5, 2024
- Advisory employees · 3 to 4Sep 21, 2023 to Mar 5, 2024
- HNW clients · 73 to 76Sep 21, 2023 to Mar 5, 2024
- Individual clients · 129 to 145Sep 21, 2023 to Mar 5, 2024
- Assets in custody · $72.4M to $104MSep 21, 2023 to Mar 5, 2024
- Employees · 4 to 5Sep 21, 2023 to Mar 5, 2024
- State-registered IARs · 3 to 4Sep 21, 2023 to Mar 5, 2024
- Discretionary RAUM · $220M to $236MSep 21, 2023 to Mar 5, 2024
- HNW RAUM · $177M to $195MSep 21, 2023 to Mar 5, 2024
- Individual RAUM · $46.2M to $43.4MSep 21, 2023 to Mar 5, 2024
- Non-discretionary RAUM · $9.5M to $10.4MSep 21, 2023 to Mar 5, 2024
- Pension RAUM · $2.1M to $3.7MSep 21, 2023 to Mar 5, 2024
- RAUM · $230M to $246MSep 21, 2023 to Mar 5, 2024
- Accounts · 495 to 551Sep 6, 2022 to Feb 1, 2023
- Advisory employees · 4 to 3Sep 6, 2022 to Feb 1, 2023
- Charity clients · 2.0 to unsetSep 6, 2022 to Feb 1, 2023
- Individual clients · 120 to 129Sep 6, 2022 to Feb 1, 2023
Signals
3 dated events
- O•• • O•• W••••• M••••••••• L•• reported RAUM $383.0M, up 41% from $270.9M (2025-11-03 to 2026-02-10)Feb 10, 2026 · RAUM change · derived
- A•••••••• G• T••••••• left O•• • O•• W••••• M••••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2023-01-30)Jan 11, 2023 · Advisor changed firm · fact
- O•• • O•• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Sep 22, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@oneplusonewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- haley@oneplusonewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- josh@oneplusonewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 561-972-4049reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/one-one-wealth-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- oneplusonewealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 561-972-4913reportedpublic record, Form ADV, Feb 10, 2026
- Contact form
- oneplusonewealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- oneplusonewealth.com/team-memberreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026