S••• H••• L••

Advisor at W•••• F•••• A•••••••

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f65e382-9134-68b6-8c43-265ca6a03848

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 27, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 25, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jun 28, 2024	n/a	yes	IRVINE, CA\|IRVINE, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Mar 31, 2020	Jun 28, 2024	no	REDONDO BEACH, CA\|REDONDO BEACH, CA\|REDONDO BEACH, CA\|REDONDO BEACH, CA\|REDONDO BEACH, CA\|BUENA PARK, CA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Jun 28, 2024	Jun 28, 2024	0	Firm change	Wirehouse to wirehouse
E•••••••• A•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Apr 5, 2018	Mar 31, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:19616:CA:2024-06-28	Jun 28, 2024	Jun 28, 2024	NEWPORT BEACH, CA	Firm change
6627:7691:CA:2018-03-27	Apr 5, 2018	Mar 31, 2020	LOS ANGELES, CA	Firm change after gap

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jun 28, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 31, 2020 to Jun 28, 2024factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 19, 2016 to Apr 5, 2018factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Jun 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f65e382-9134-68b6-8c43-265ca6a03848
First observed: Jun 27, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.