S••• H••• L••

• W•••• F•••• A••••••• wirehouse current
  since Jun 28, 2024 · Irvine, Ca
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Mar 31, 2020 to Jun 28, 2024 · Redondo Beach, Ca
• E•••••••• A•••••••• L•• national BD
  Oct 19, 2016 to Apr 5, 2018 · Los Angeles, Ca
• W•••••• • R••• former
  Jun 27, 2016 to Aug 3, 2016 · Torrance, Ca

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
  left Jun 28, 2024, registered Jun 28, 2024 (0 days) · Wirehouse to wirehouse · moved with a team
• E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Apr 5, 2018, registered Mar 31, 2020 (726 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• W•••••• • R••• to E•••••••• A•••••••• L••
  left Aug 3, 2016, registered Oct 19, 2016 (77 days) · Other

• ••• Locked
  Jun 28, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address