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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

DAVID ALAN BASINGER

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Occoquan, VA | FAIRFAX STATION, VA

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Search this name across graphsid dfx:ria:0f69e7e6-2ca5-d8cf-598a-726c82c3f3ae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 4, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 14, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 14, 1993
First registration: Jun 4, 1994
Dual registered: yes, broker-dealer
Other names: David Basinger
IAPD individual key: 1664267

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 10, 2014	n/a	yes	Occoquan, VA\|FAIRFAX STATION, VA	Current employment
VSR ADVISORY SERVICES	Former SEC adviser	Sep 15, 2003	Jun 10, 2014	no	ALEXANDRIA, VA\|ALEXANDRIA, VA\|OVERLAND PARK, KS\|LAWRENCE, KS\|OVERLAND PARK, KS	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 23, 2002	Sep 17, 2003	no	ALEXANDRIA, VA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 4, 1994	Oct 1, 2002	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VSR ADVISORY SERVICES	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 10, 2014	Jun 10, 2014	0	Firm change	Other
WELLS FARGO ADVISORS	VSR ADVISORY SERVICES	Sep 17, 2003	Sep 15, 2003	-2	Firm change	Other
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Oct 1, 2002	Sep 23, 2002	-8	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 10, 2014 to presentfactForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 15, 2003 to Jun 10, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 23, 2002 to Sep 17, 2003factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 4, 1994 to Oct 1, 2002factForm ADV

Dated events

No dated event names this entity yet.