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Z•••••• A• P••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Z•••••• A• P••

Advisor at N••••• I••••••••• M••••••••• B••••••• T••••

PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:0f6d68f2-f2b6-d704-d536-7a44dd993489

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••• I••••••••• M••••••••• B••••••• T••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Apr 6, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• I••••••••• M••••••••• B••••••• T••••	Asset manager	Apr 20, 2020	n/a	yes	PHILADELPHIA, PA\|PHILADELPHIA, PA	Current employment
D••••••• C•••••• M••••••••• A•••••••• I••	Former SEC adviser	Apr 24, 2013	Apr 20, 2020	no	PHILADELPHIA, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• C•••••• M••••••••• A•••••••• I••	N••••• I••••••••• M••••••••• B••••••• T••••	Apr 20, 2020	Apr 20, 2020	0	Bulk transfer	Other
J••••• M••••••••• S•••• L••	D••••••• C•••••• M••••••••• A•••••••• I••	Apr 23, 2013	Apr 24, 2013

Relationships

Registered with (3)

→ N••••• I••••••••• M••••••••• B••••••• T••••Registered adviserregistration: current employment
Apr 20, 2020 to presentfactForm ADV
→ D••••••• C•••••• M••••••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 24, 2013 to Apr 20, 2020factForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Apr 7, 2009 to Apr 23, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f6d68f2-f2b6-d704-d536-7a44dd993489
First observed: Apr 7, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.