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Advisor at ONE XVI WEALTH
SOUTHLAKE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ONE XVI WEALTH | State registered | Apr 5, 2024 | n/a | yes | SOUTHLAKE, TX | Current employment |
| STRATEGIC FINANCIAL CONCEPTS, LLC | Independent wealth | Feb 6, 2019 | Oct 29, 2024 | no | Southlake, TX | Previous registration |
| WWK WEALTH ADVISORS | Former SEC adviser | Nov 11, 2010 | Mar 21, 2019 | no | FORT WORTH, TX|Fort Worth, TX | Previous registration |
| HILLTOP SECURITIES INC. | Bd affiliated wealth | Nov 2, 2007 | Dec 3, 2010 | no | SOUTHLAKE, TX|DALLAS, TX | Previous registration |
| FIRST MIDAMERICA INVESTMENT CORPORATION | n/a | Mar 2, 2007 | Nov 1, 2007 | no | HOUSTON, TX|FORT WORTH, TX | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Feb 15, 2005 | Mar 9, 2007 | no | FORT WORTH, TX|FT WORTH, TX|FT WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC FINANCIAL CONCEPTS, LLC | ONE XVI WEALTH | Oct 29, 2024 | Apr 5, 2024 | -207 | Firm change after gap | RIA to state RIA |
| WWK WEALTH ADVISORS | STRATEGIC FINANCIAL CONCEPTS, LLC | Mar 21, 2019 | Feb 6, 2019 | -43 | Firm change after gap | RIA to RIA |
| HILLTOP SECURITIES INC. | WWK WEALTH ADVISORS | Dec 3, 2010 | Nov 11, 2010 | -22 | Firm change | Other |
| FIRST MIDAMERICA INVESTMENT CORPORATION | HILLTOP SECURITIES INC. | Nov 1, 2007 | Nov 2, 2007 | 1 | Firm change | Other |
| VOYA FINANCIAL ADVISORS, INC. | FIRST MIDAMERICA INVESTMENT CORPORATION | Mar 9, 2007 | Mar 2, 2007 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146832:141849:TX:2019-03-21 | Mar 21, 2019 | Feb 6, 2019 | FORT WORTH, TX | Firm change after gap |