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Advisor at PROSPERO WEALTH, LLC
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERO WEALTH, LLC | Independent wealth | Apr 26, 2018 | n/a | yes | SEATTLE, WA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 13, 2006 | Jul 29, 2014 | no | Seattle, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | PROSPERO WEALTH, LLC | Jul 29, 2014 | Apr 26, 2018 | 1,367 | Firm change after gap | Ibd to RIA |