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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Alysa Vanessa Enriquez

Advisor at PROSPERITY - AN EISNERAMPER COMPANY

OWINGS MILLS, MD | Pasadena, CA

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Search this name across graphsid dfx:ria:0f7d7e5a-a109-f643-858e-e955ecb095ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 19, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERITY - AN EISNERAMPER COMPANY
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 19, 2020
First registration: Mar 19, 2020
Dual registered: yes, broker-dealer
Other names: Alysa Vanessa Enriquez|Alysa V Enriquez|Alysa Enriquez
IAPD individual key: 6878986

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERITY - AN EISNERAMPER COMPANY	Independent wealth	Nov 11, 2024	n/a	yes	Pasadena, CA\|OWINGS MILLS, MD	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 30, 2023	Aug 27, 2024	no	PALM HARBOR, FL\|PASADENA, CA\|WOODLANDHILLS, CA\|CLEARWATER, FL	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Aug 23, 2022	Nov 7, 2023	no	PASADENA, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 19, 2020	Aug 24, 2022	no	GLENDALE, CA\|Pasadena, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	PROSPERITY - AN EISNERAMPER COMPANY	Aug 27, 2024	Nov 11, 2024	76	Firm change	Ibd to RIA
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Nov 7, 2023	Oct 30, 2023	-8	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	AVANTAX ADVISORY SERVICES	Aug 24, 2022	Aug 23, 2022	-1	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ PROSPERITY - AN EISNERAMPER COMPANYRegistered adviserregistration: current employment
Nov 11, 2024 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Oct 30, 2023 to Aug 27, 2024factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Aug 23, 2022 to Nov 7, 2023factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 19, 2020 to Aug 24, 2022factForm ADV

Dated events

Occurred
Aug 27, 2024
Advisor changed firm
Alysa Vanessa Enriquez left Cetera Investment Advisers Llc for Prosperity - An Eisneramper Company (registered 2024-11-11)
Form ADVobserved 4 days ago
Occurred
Nov 7, 2023
Advisor changed firm
Alysa Vanessa Enriquez left Avantax Advisory Services for Cetera Investment Advisers Llc (registered 2023-10-30)
Form ADVobserved 4 days ago
Occurred
Aug 24, 2022
Advisor changed firm
Alysa Vanessa Enriquez left Ameriprise Financial Services, Llc for Avantax Advisory Services (registered 2022-08-23)
Form ADVobserved 4 days ago