DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Alysa Vanessa Enriquez

Prosperity - An Eisneramper Companyindependent RIAOwings Mills, Md dual registrantIAPD 6878986

Feed of 09/14/2026

Also filed as Alysa Vanessa Enriquez

At current firm

1 y

since Nov 11, 2024

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Prosperity - An Eisneramper Company independent RIA current
since Nov 11, 2024 · Pasadena, Ca
Cetera Investment Advisers LLC BD affiliated
Oct 30, 2023 to Aug 27, 2024 · Palm Harbor, Fl
Avantax Advisory Services former
Aug 23, 2022 to Nov 7, 2023 · Pasadena, Ca
Ameriprise Financial Services, LLC national BD
Mar 19, 2020 to Aug 24, 2022 · Glendale, Ca

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Prosperity - An Eisneramper Company
left Aug 27, 2024, registered Nov 11, 2024 (76 days) · Affiliated broker-dealer or bank to independent RIA
Avantax Advisory Services to Cetera Investment Advisers LLC
left Nov 7, 2023, registered Oct 30, 2023 (-8 days) · Affiliated broker-dealer or bank to another
Ameriprise Financial Services, LLC to Avantax Advisory Services
left Aug 24, 2022, registered Aug 23, 2022 (-1 days) · Affiliated broker-dealer or bank to another

Signals

Alysa Vanessa Enriquez left Cetera Investment Advisers Llc for Prosperity - An Eisneramper Company (registered 2024-11-11)
Aug 27, 2024 · Advisor changed firm · fact
Alysa Vanessa Enriquez left Avantax Advisory Services for Cetera Investment Advisers Llc (registered 2023-10-30)
Nov 7, 2023 · Advisor changed firm · fact
Alysa Vanessa Enriquez left Ameriprise Financial Services, Llc for Avantax Advisory Services (registered 2022-08-23)
Aug 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address