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RIA / WealthAdvisorCertified Financial Planner34 years in industry

Mark William Shone

Advisor at ALLWORTH FINANCIAL, L.P.

Walnut Creek, CA | FOLSOM, CA

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Search this name across graphsid dfx:ria:0f7ee8ac-31d0-8682-9597-e78abfa98b1c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLWORTH FINANCIAL, L.P.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 29, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Apr 29, 1992
First registration: Aug 30, 2000
Dual registered: no
IAPD individual key: 1979639

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	May 3, 2021	n/a	yes	FOLSOM, CA\|Walnut Creek, CA	Current employment
SAS FINANCIAL ADVISORS	n/a	Aug 18, 2014	Jan 15, 2015	no	SAN FRANCISCO, CA	Previous registration
SHONE WEALTH MANAGEMENT	Former SEC adviser	Oct 12, 2005	Aug 18, 2021	no	WALNUT CREEK, CA\|WALNUT CREEK, CA	Previous registration
NEUBERGER BERMAN BD LLC	No RAUM reported	Aug 30, 2000	Jan 27, 2005	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SHONE WEALTH MANAGEMENT	SAS FINANCIAL ADVISORS	Aug 18, 2021	Aug 18, 2014	-2,557	Firm change after gap	Other
SAS FINANCIAL ADVISORS	ALLWORTH FINANCIAL, L.P.	Jan 15, 2015	May 3, 2021	2,300	Firm change after gap	Other
NEUBERGER BERMAN BD LLC	SHONE WEALTH MANAGEMENT	Jan 27, 2005	Oct 12, 2005	258	Firm change	Other

Relationships

Registered with (4)

→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: current employment
May 3, 2021 to presentfactForm ADV
→ SHONE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 12, 2005 to Aug 18, 2021factForm ADV
→ SAS FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Aug 18, 2014 to Jan 15, 2015factForm ADV
→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: previous registration
Aug 30, 2000 to Jan 27, 2005factForm ADV

Dated events

No dated event names this entity yet.