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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SHONE WEALTH MANAGEMENT

SHONE ASSET MANAGEMENT LLC, CRD 136101

WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9bb148bb-781f-71d4-d363-4c9c0402e95f

Data as of Mar 16, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2015 to Mar 16, 2021
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $356MItem 5.F on the latest filing (2021-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $347M
Private client RAUM: $347MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 344
Individual clients: 142
High net worth clients: 200
Custody, client assets: $760,000
SEC number: 801-101521
CRD: 136101
Filings on the tape: 15
First filed: Jul 13, 2015
Latest filed: Mar 16, 2021
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SHONE, MARK, WILLIAM	MANAGER/CHIEF COMPLIANCE OFFICER	E	yes	05/2005	Jul 13, 2015	Mar 16, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ANGELES INVESTMENT ADVISORS, LLC.	n/a	Other adviser	$7.3B	N	no	n/a
COATES ACCOUNTANCY CORPORATION	n/a	n/a	n/a	N	no	n/a
COATES, CORTESE AND ALVARADO, LLP	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
PLEASANT HILL	CA	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 16, 2021	$356M	$347M	5	4	1	n/a	n/a
2019	Mar 18, 2020	$283M	$278M	5	4	1	n/a	n/a
2018	Mar 21, 2019	$229M	$225M	5	4	1	n/a	n/a
2017	Mar 21, 2018	$211M	$207M	4	3	1	n/a	n/a
2016	Mar 15, 2017	$212M	$206M	8	5	n/a	n/a	n/a
2015	Mar 10, 2016	$154M	$99.2M	6	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$356M	$283M	25.7%	$211M	19.0%	5	5	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ALLWORTH FINANCIAL, L.P.	2	Aug 18, 2021	May 3, 2021	WALNUT CREEK, CA	Team lift out	RIA to RIA	50.0%

Relationships

Affiliated with (1)

→ ANGELES INVESTMENT ADVISORSRegistered adviserother investment adviser
factForm ADV

Controls (1)

← SHONE, MARK, WILLIAMOwnerMANAGER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jul 13, 2015 to presentfactForm ADV

Registered with (5)

← Mark William ShoneAdvisorregistration: previous registration
Oct 12, 2005 to Aug 18, 2021factForm ADV
← Richard GrossAdvisorregistration: previous registration
Nov 14, 2016 to Aug 18, 2021factForm ADV
← GRIFFIN DANIEL SHEEHYAdvisorregistration: previous registration
Aug 8, 2016 to Aug 18, 2021factForm ADV
← Brianna Nicole HasbrookAdvisorregistration: previous registration
Jan 31, 2019 to Aug 18, 2021factForm ADV
← IRA HAROLD FATEMANAdvisorregistration: previous registration
Jul 6, 2015 to Jan 16, 2018factForm ADV

Moved with (1)

→ ALLWORTH FINANCIAL, L.P.Registered adviser2 advisors, team lift out, same day
Aug 18, 2021 to May 3, 2021factForm ADV

Dated events

Occurred
Jul 13, 2015
First Form ADV filing
Shone Asset Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9bb148bb-781f-71d4-d363-4c9c0402e95f
First observed: Jul 13, 2015
Last observed: Mar 16, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SHONE WEALTH MANAGEMENT

SHONE ASSET MANAGEMENT LLC, CRD 136101

WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9bb148bb-781f-71d4-d363-4c9c0402e95f

Data as of Mar 16, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:14 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SHONE, MARK, WILLIAM

MANAGER/CHIEF COMPLIANCE OFFICER

yes

05/2005

Jul 13, 2015

Mar 16, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ANGELES INVESTMENT ADVISORS, LLC.

n/a

Other adviser

$7.3B

n/a

COATES ACCOUNTANCY CORPORATION

n/a

COATES, CORTESE AND ALVARADO, LLP

n/a

City

State

Country

Employees

Also broker-dealer

PLEASANT HILL

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 16, 2021

$356M

$347M

n/a

2019

Mar 18, 2020

$283M

$278M

n/a

2018

Mar 21, 2019

$229M

$225M

n/a

2017

Mar 21, 2018

$211M

$207M

n/a

2016

Mar 15, 2017

$212M

$206M

n/a

2015

Mar 10, 2016

$154M

$99.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$356M

$283M

25.7%

$211M

19.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ALLWORTH FINANCIAL, L.P.

Aug 18, 2021

May 3, 2021

WALNUT CREEK, CA

Team lift out

RIA to RIA

50.0%