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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

NICOLE BRIELLE SIMPSON

Advisor at VANDERBILT ADVISORY SERVICES

Piscataway, NJ | WOODBURY, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 23, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANDERBILT ADVISORY SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 11, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Dec 11, 1992
First registration: May 23, 2002
Dual registered: yes, broker-dealer
Other names: NICOLE BRIELLE MANTLEY|NICOLE BRIELLE MANLEY
IAPD individual key: 2153564

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANDERBILT ADVISORY SERVICES	Bd affiliated wealth	Aug 18, 2023	n/a	yes	Piscataway, NJ\|WOODBURY, NY	Current employment
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Dec 6, 2007	Aug 20, 2023	no	HOUSTON, TX\|PISCATAWAY, NJ	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 24, 2005	Nov 13, 2007	no	BRIDGEWATER, NJ\|BRIDGEWATER, NJ\|CRANFORD, NJ\|FANWOOD, NJ\|KENILWORTH, NJ	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 24, 2003	Aug 26, 2005	no	CHERRY HILL, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	May 23, 2002	Jan 7, 2003	no	STATEN ISLAND, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEXT FINANCIAL GROUP, INC.	VANDERBILT ADVISORY SERVICES	Aug 20, 2023	Aug 18, 2023	-2	Firm change	Ibd to ibd
PNC WEALTH MANAGEMENT	NEXT FINANCIAL GROUP, INC.	Nov 13, 2007	Dec 6, 2007	23	Firm change	Other
MSI FINANCIAL SERVICES, INC.	PNC WEALTH MANAGEMENT	Aug 26, 2005	Aug 24, 2005	-2	Firm change	Other
MORGAN STANLEY DW INC.	MSI FINANCIAL SERVICES, INC.	Jan 7, 2003	Feb 24, 2003	48	Firm change	Other

Relationships

Registered with (5)

→ VANDERBILT ADVISORY SERVICESRegistered adviserregistration: current employment
Aug 18, 2023 to presentfactForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Dec 6, 2007 to Aug 20, 2023factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 24, 2005 to Nov 13, 2007factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 24, 2003 to Aug 26, 2005factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 23, 2002 to Jan 7, 2003factForm ADV

Dated events

Occurred
Aug 20, 2023
Advisor changed firm
Nicole Brielle Simpson left Next Financial Group, Inc. for Vanderbilt Advisory Services (registered 2023-08-18)
Form ADVobserved 5 days ago