DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••• B•••••• S••••••

V••••••••• A••••••• S•••••••BD affiliatedPiscataway, Nj dual registrantIAPD 2153564

Certified Financial Planner

Feed of 09/15/2026

Also filed as N••••• B•••••• Mantley

At current firm

3 y

since Aug 18, 2023

In the industry

33 y

since Dec 11, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••••• A••••••• S••••••• BD affiliated current
since Aug 18, 2023 · Piscataway, Nj
N••• F•••••••• G••••• I••• former
Dec 6, 2007 to Aug 20, 2023 · Houston, Tx
P•• W••••• M••••••••• BD affiliated
Aug 24, 2005 to Nov 13, 2007 · Bridgewater, Nj
M•• F•••••••• S•••••••• I••• former
Feb 24, 2003 to Aug 26, 2005 · Cherry Hill, Nj
M••••• S•••••• D• I••• unclassified
May 23, 2002 to Jan 7, 2003 · Staten Island, Ny

Moves

a registration end followed by a registration begin elsewhere

N••• F•••••••• G••••• I••• to V••••••••• A••••••• S•••••••
left Aug 20, 2023, registered Aug 18, 2023 (-2 days) · Affiliated broker-dealer or bank to another
P•• W••••• M••••••••• to N••• F•••••••• G••••• I•••
left Nov 13, 2007, registered Dec 6, 2007 (23 days) · Other
M•• F•••••••• S•••••••• I••• to P•• W••••• M•••••••••
left Aug 26, 2005, registered Aug 24, 2005 (-2 days) · Other
M••••• S•••••• D• I••• to M•• F•••••••• S•••••••• I•••
left Jan 7, 2003, registered Feb 24, 2003 (48 days) · Other

Signals

N••••• B•••••• S•••••• left N••• F•••••••• G••••• I••• for V••••••••• A••••••• S••••••• (registered 2023-08-18)
Aug 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address