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C••••• P••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

C••••• P••••• S••••

Advisor at J••••••• W••••• S••••••••• L••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:0fa08cb1-3e16-f603-1f62-731b2c8da841

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••••• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••••••• W••••• S••••••••• L••	Independent wealth	Sep 14, 2018	n/a	yes	SCOTTSDALE, AZ	Current employment
H••••••• W••••• M••••••••• L••	Former SEC adviser	Jun 28, 2017	Dec 14, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••• W••••• M••••••••• L••	J••••••• W••••• S••••••••• L••	Dec 14, 2018	Sep 14, 2018	-91	Firm change after gap	RIA to RIA
J••••••• W••••• S••••••••• L••	H••••••• W••••• M••••••••• L••	Nov 16, 2018

Relationships

Registered with (4)

→ J••••••• W••••• S••••••••• L••Registered adviserregistration: current employment
Sep 14, 2018 to presentfactForm ADV
→ H••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 28, 2017 to Dec 14, 2018factForm ADV
→ J••••••• W••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 28, 2017 to Nov 16, 2018factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fa08cb1-3e16-f603-1f62-731b2c8da841
First observed: Jan 7, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.