DFX Intelligence

E••• J••• Z•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

E••• J••• Z•••••

Advisor at R••••••• W••••• M•••••••••

NEW YORK, NY | Austin, TX

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Search this name across graphsid dfx:ria:0fb8db0c-1d81-1b26-c1a9-5d4ada5565a0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Nov 22, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 3, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• W••••• M•••••••••	Independent wealth	Mar 10, 2023	n/a	yes	Austin, TX\|NEW YORK, NY	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 29, 2016	Mar 10, 2023	no	DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• F•••••••• G••••	N•• A•••••• S•••••••• L••	May 23, 2023	Aug 30, 2011	-4,284	Firm change after gap	Other
K••••• A••••••• S•••••••• L••	R••••••• W••••• M•••••••••	Mar 10, 2023	Mar 10, 2023

Relationships

Registered with (8)

→ R••••••• W••••• M•••••••••Registered adviserregistration: current employment
Mar 10, 2023 to presentfactForm ADV
→ B••••• F•••••••• G••••Registered adviserregistration: previous registration
Apr 12, 2010 to May 23, 2023factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 29, 2016 to Mar 10, 2023factForm ADV
→ N•• A•••••• S•••••••• L••

Dated events

Occurred
May 23, 2023
A•••••• firm change
E••• J••• Z••••• left B••••• F•••••••• G•••• for N•• A•••••• S•••••••• L•• (registered 2011-08-30)
Form ADVobserved 7 days ago
Occurred
Mar 10, 2023
A•••••• firm change
E••• J••• Z••••• left K••••• A••••••• S•••••••• L•• for R••••••• W••••• M••••••••• (registered 2023-03-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fb8db0c-1d81-1b26-c1a9-5d4ada5565a0
First observed: Nov 22, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.