DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric John Zipfel
Feed of 09/15/2026
Also filed as Eric J Zipfel
At current firm
3 y
since Mar 10, 2023
In the industry
27 y
since May 3, 1999 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Ritholtz Wealth Management independent RIA currentsince Mar 10, 2023 · Austin, Tx
- Kestra Advisory Services, LLC BD affiliatedApr 29, 2016 to Mar 10, 2023 · Dallas, Tx
- Nfp Advisor Services, LLC formerAug 30, 2011 to Sep 22, 2016 · Austin, Tx
- Beacon Financial Group independent RIAApr 12, 2010 to May 23, 2023 · Dallas, Tx
- Td Ameritrade, Inc. formerMar 27, 2008 to Jan 25, 2010 · Austin, Tx
- Td Ameritrade Investment Management, LLC formerMar 26, 2008 to Jan 25, 2010 · Austin, Tx
- J.J.B. Hilliard, W.L. Lyons, LLC formerMay 10, 2005 to Mar 13, 2007 · Grandview Heights, Oh
- Fifth Third Securities, Inc. BD affiliatedNov 22, 2004 to Mar 23, 2005 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- Beacon Financial Group to Nfp Advisor Services, LLCleft May 23, 2023, registered Aug 30, 2011 (-4284 days) · Other
- Kestra Advisory Services, LLC to Ritholtz Wealth Managementleft Mar 10, 2023, registered Mar 10, 2023 (0 days) · Affiliated broker-dealer or bank to independent RIA
- Nfp Advisor Services, LLC to Kestra Advisory Services, LLCleft Sep 22, 2016, registered Apr 29, 2016 (-146 days) · corporate re-registration, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jan 25, 2010, registered Mar 27, 2008 (-669 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Beacon Financial Groupleft Jan 25, 2010, registered Apr 12, 2010 (77 days) · Other
- J.J.B. Hilliard, W.L. Lyons, LLC to Td Ameritrade Investment Management, LLCleft Mar 13, 2007, registered Mar 26, 2008 (379 days) · Other
- Fifth Third Securities, Inc. to J.J.B. Hilliard, W.L. Lyons, LLCleft Mar 23, 2005, registered May 10, 2005 (48 days) · Other
Signals
- Eric John Zipfel left Beacon Financial Group for Nfp Advisor Services, Llc (registered 2011-08-30)May 23, 2023 · Advisor changed firm · fact
- Eric John Zipfel left Kestra Advisory Services, Llc for Ritholtz Wealth Management (registered 2023-03-10)Mar 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address