DFX Intelligence

M••• L••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M••• L••••• W•••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Fayetteville, NC

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Search this name across graphsid dfx:ria:0fc40ac5-6b9c-0ee5-73fb-f2392877df3c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 15, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Dec 15, 2023	n/a	yes	Fayetteville, NC	Current employment
C• P••••••• C•••	Independent wealth	Jan 4, 2023	Dec 14, 2023	no	Fayetteville, NC\|PORTLAND, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• P••••••• C•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Dec 14, 2023	Dec 15, 2023	1	Firm change	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C• P••••••• C•••	Aug 12, 2022	Jan 4, 2023

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Dec 15, 2023 to presentfactForm ADV
→ C• P••••••• C•••Registered adviserregistration: previous registration
Jan 4, 2023 to Dec 14, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 15, 2016 to Aug 12, 2022factForm ADV

Dated events

Occurred
Dec 14, 2023
Advisor changed firm
M••• L••••• W••••••• left C• P••••••• C••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-12-15)
Form ADVobserved 7 days ago
Occurred
Aug 12, 2022
Advisor changed firm
M••• L••••• W••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C• P••••••• C••• (registered 2023-01-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fc40ac5-6b9c-0ee5-73fb-f2392877df3c
First observed: Sep 15, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.