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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)43 years in industry

DEBORAH STAVIS

Advisor at STAVIS WEALTH TRANSFER SOLUTIONS

Houston, TX

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Search this name across graphsid dfx:ria:0fdaea1f-d8da-80c0-ac3c-0751d7aeec6d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jun 13, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STAVIS WEALTH TRANSFER SOLUTIONS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 27, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Apr 27, 1983
First registration: Jun 13, 1996
Dual registered: yes, broker-dealer
Other names: DEBORAH MCCULLY STAVIS
IAPD individual key: 1109504

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STAVIS WEALTH TRANSFER SOLUTIONS	Independent wealth	Oct 1, 2023	n/a	yes	Houston, TX	Current employment
Corient	Independent wealth	Jan 31, 2023	Apr 10, 2023	no	HOUSTON, TX	Previous registration
STAVIS & COHEN PRIVATE WEALTH, LLC	Former SEC adviser	Feb 27, 2021	Mar 31, 2023	no	HOUSTON, TX	Previous registration
SCF PRIVATE WEALTH HOLDINGS, LLC	Former SEC adviser	Sep 24, 2009	Mar 15, 2021	no	HOUSTON, TX	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Aug 3, 2009	Sep 29, 2009	no	HOUSTON, TX	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Jul 5, 2005	Apr 22, 2008	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Oct 20, 2004	Aug 3, 2009	no	HOUSTON, TX\|AUSTIN, TX\|HOUSTON, TX	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 13, 1996	Jul 24, 2003	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Corient	STAVIS WEALTH TRANSFER SOLUTIONS	Apr 10, 2023	Oct 1, 2023	174	Firm change	Ibd to new firm
STAVIS & COHEN PRIVATE WEALTH, LLC	Corient	Mar 31, 2023	Jan 31, 2023	-59	Firm change after gap	RIA to RIA
SCF PRIVATE WEALTH HOLDINGS, LLC	STAVIS & COHEN PRIVATE WEALTH, LLC	Mar 15, 2021	Feb 27, 2021	-16	Firm change	RIA to RIA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	SCF PRIVATE WEALTH HOLDINGS, LLC	Sep 29, 2009	Sep 24, 2009	-5	Firm change	Other
FSC SECURITIES CORPORATION	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Aug 3, 2009	Jul 5, 2005	-1,490	Firm change after gap	Other
PNC MANAGED ACCOUNT SOLUTIONS, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Apr 22, 2008	Aug 3, 2009	468	Firm change after gap	Other
OSAIC WEALTH, INC.	FSC SECURITIES CORPORATION	Jul 24, 2003	Oct 20, 2004	454	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
312366:319448:TX:2023-03-31	Mar 31, 2023	Jan 31, 2023	HOUSTON, TX	Firm change after gap
151299:312366:TX:2021-03-15	Mar 15, 2021	Feb 27, 2021	HOUSTON, TX	Firm change

Relationships

Registered with (8)

→ STAVIS WEALTH TRANSFER SOLUTIONSRegistered adviserregistration: current employment
Oct 1, 2023 to presentfactForm ADV
→ CORIENTRegistered adviserregistration: previous registration
Jan 31, 2023 to Apr 10, 2023factForm ADV
→ STAVIS & COHEN PRIVATE WEALTH, LLCRegistered adviserregistration: previous registration
Feb 27, 2021 to Mar 31, 2023factForm ADV
→ SCF PRIVATE WEALTH HOLDINGS, LLCRegistered adviserregistration: previous registration
Sep 24, 2009 to Mar 15, 2021factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Aug 3, 2009 to Sep 29, 2009factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 20, 2004 to Aug 3, 2009factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Jul 5, 2005 to Apr 22, 2008factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jun 13, 1996 to Jul 24, 2003factForm ADV

Dated events

Occurred
Apr 10, 2023
Advisor changed firm
Deborah Stavis left Corient for Stavis Wealth Transfer Solutions (registered 2023-10-01)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Deborah Stavis left Stavis & Cohen Private Wealth, Llc for Corient (registered 2023-01-31)
Form ADVobserved 5 days ago