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RIA / WealthAdvisorCertified Financial Planner13 years in industry

CASEY JAMES BOLLOCK

Advisor at CAPTRUST

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1009c5d0-51ba-9388-d7fa-f3bcab7054bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 23, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 23, 2018
First registration: Feb 23, 2018
Dual registered: no
Other names: CASEY J BOLLOCK
IAPD individual key: 6831805

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	Nov 1, 2023	n/a	yes	INDIANAPOLIS, IN	Current employment
COLUMN CAPITAL ADVISORS, LLC	Former SEC adviser	May 11, 2022	Aug 9, 2024	no	INDIANAPOLIS, IN	Previous registration
FOUR QUADRANT WEALTH ADVISORS, INC.	Independent wealth	Dec 7, 2021	Apr 7, 2023	no	CARMEL, IN	Previous registration
FORVIS MAZARS WEALTH ADVISORS, LLC	Independent wealth	Sep 5, 2019	Nov 19, 2021	no	SPRINGFIELD, MO\|Indianapolis, IN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 23, 2018	Sep 18, 2019	no	LAFAYETTE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COLUMN CAPITAL ADVISORS, LLC	Captrust	Aug 9, 2024	Nov 1, 2023	-282	Firm change after gap	Other
FOUR QUADRANT WEALTH ADVISORS, INC.	COLUMN CAPITAL ADVISORS, LLC	Apr 7, 2023	May 11, 2022	-331	Firm change after gap	RIA to RIA
FORVIS MAZARS WEALTH ADVISORS, LLC	FOUR QUADRANT WEALTH ADVISORS, INC.	Nov 19, 2021	Dec 7, 2021	18	Firm change	RIA to RIA
LPL FINANCIAL LLC	FORVIS MAZARS WEALTH ADVISORS, LLC	Sep 18, 2019	Sep 5, 2019	-13	Firm change	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
135118:175112:IN:2024-08-09	Aug 9, 2024	Nov 1, 2023	INDIANAPOLIS, IN	Firm change after gap

Relationships

Registered with (5)

→ CAPTRUSTRegistered adviserregistration: current employment
Nov 1, 2023 to presentfactForm ADV
→ COLUMN CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 11, 2022 to Aug 9, 2024factForm ADV
→ FOUR QUADRANT WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Dec 7, 2021 to Apr 7, 2023factForm ADV
→ FORVIS MAZARS WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 5, 2019 to Nov 19, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 23, 2018 to Sep 18, 2019factForm ADV

Dated events

Occurred
Aug 9, 2024
Advisor changed firm
Casey James Bollock left Column Capital Advisors, Llc for Captrust (registered 2023-11-01)
Form ADVobserved 6 days ago
Occurred
Apr 7, 2023
Advisor changed firm
Casey James Bollock left Four Quadrant Wealth Advisors, Inc. for Column Capital Advisors, Llc (registered 2022-05-11)
Form ADVobserved 6 days ago