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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Allen Keller

Advisor at J. W. COLE ADVISORS, INC.

TAMPA, FL

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Search this name across graphsid dfx:ria:102f4e5d-e6b2-cf39-8960-9c9e11f03ba6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Sep 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J. W. COLE ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 12, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 12, 2014
First registration: Sep 17, 2014
Dual registered: yes, broker-dealer
Other names: ALLEN W KELLER|Allen William Keller
IAPD individual key: 6314648

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Jul 14, 2026	n/a	yes	TAMPA, FL	Current employment
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Jan 24, 2024	Apr 27, 2026	no	Conshohocken, PA\|Plant City, FL	Previous registration
G. A. REPPLE & COMPANY	Bd affiliated wealth	Aug 31, 2021	Jan 23, 2024	no	TAMPA, FL\|CASSELBERRY, FL	Previous registration
AMERICAN ADVISORY NETWORK, LLC	n/a	Sep 13, 2019	Dec 31, 2019	no	Tampa, FL	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 5, 2019	Dec 22, 2020	no	Tampa, FL	Previous registration
CALTON & ASSOCIATES, INC.	Independent wealth	Apr 11, 2018	Apr 1, 2019	no	TAMPA, FL\|TAMPA, FL	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Jun 16, 2017	Apr 16, 2018	no	Tampa, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Oct 2, 2015	Jun 8, 2017	no	ST. PETERSBURG, FL	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Sep 17, 2014	Sep 15, 2015	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HORNOR, TOWNSEND & KENT, LLC	J. W. COLE ADVISORS, INC.	Apr 27, 2026	Jul 14, 2026	78	Firm change	RIA to ibd
G. A. REPPLE & COMPANY	HORNOR, TOWNSEND & KENT, LLC	Jan 23, 2024	Jan 24, 2024	1	Firm change	Ibd to ibd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	AMERICAN ADVISORY NETWORK, LLC	Dec 22, 2020	Sep 13, 2019	-466	Firm change after gap	Other
AMERICAN ADVISORY NETWORK, LLC	G. A. REPPLE & COMPANY	Dec 31, 2019	Aug 31, 2021	609	Firm change after gap	Other
CALTON & ASSOCIATES, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Apr 1, 2019	Sep 5, 2019	157	Firm change	RIA to ibd
INDEPENDENT FINANCIAL PARTNERS	CALTON & ASSOCIATES, INC.	Apr 16, 2018	Apr 11, 2018	-5	Firm change	RIA to RIA
RAYMOND JAMES & ASSOCIATES, INC.	INDEPENDENT FINANCIAL PARTNERS	Jun 8, 2017	Jun 16, 2017	8	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	RAYMOND JAMES & ASSOCIATES, INC.	Sep 15, 2015	Oct 2, 2015	17	Firm change	Other

Relationships

Registered with (9)

→ J. W. COLE ADVISORS, INC.Registered adviserregistration: current employment
Jul 14, 2026 to presentfactForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Jan 24, 2024 to Apr 27, 2026factForm ADV
→ G. A. REPPLE & COMPANYRegistered adviserregistration: previous registration
Aug 31, 2021 to Jan 23, 2024factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 5, 2019 to Dec 22, 2020factForm ADV
→ AMERICAN ADVISORY NETWORK, LLCRegistered adviserregistration: previous registration
Sep 13, 2019 to Dec 31, 2019factForm ADV
→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
Apr 11, 2018 to Apr 1, 2019factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Jun 16, 2017 to Apr 16, 2018factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Oct 2, 2015 to Jun 8, 2017factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Sep 17, 2014 to Sep 15, 2015factForm ADV

Dated events

Occurred
Apr 27, 2026
Advisor changed firm
Allen Keller left Hornor, Townsend & Kent, Llc for J. W. Cole Advisors, Inc. (registered 2026-07-14)
Form ADVobserved 6 days ago
Occurred
Jan 23, 2024
Advisor changed firm
Allen Keller left G. A. Repple & Company for Hornor, Townsend & Kent, Llc (registered 2024-01-24)
Form ADVobserved 6 days ago