DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Allen Keller

J. W. Cole Advisors, Inc.BD affiliatedTampa, Fldual registrantIAPD 6314648

Feed of 09/14/2026

Also filed as Allen W Keller

At current firm

0 y

since Jul 14, 2026

In the industry

12 y

since May 12, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J. W. Cole Advisors, Inc. BD affiliated current
since Jul 14, 2026 · Tampa, Fl
Hornor, Townsend & Kent, LLC independent RIA
Jan 24, 2024 to Apr 27, 2026 · Conshohocken, Pa
G. A. Repple & Company BD affiliated
Aug 31, 2021 to Jan 23, 2024 · Tampa, Fl
American Advisory Network, LLC unclassified
Sep 13, 2019 to Dec 31, 2019 · Tampa, Fl
Cambridge Investment Research Advisors, Inc. BD affiliated
Sep 5, 2019 to Dec 22, 2020 · Tampa, Fl
Calton & Associates, Inc. independent RIA
Apr 11, 2018 to Apr 1, 2019 · Tampa, Fl
Independent Financial Partners BD affiliated
Jun 16, 2017 to Apr 16, 2018 · Tampa, Fl
Raymond James & Associates, Inc. national BD
Oct 2, 2015 to Jun 8, 2017 · St. Petersburg, Fl
Usaa Financial Planning Services former
Sep 17, 2014 to Sep 15, 2015 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

Hornor, Townsend & Kent, LLC to J. W. Cole Advisors, Inc.
left Apr 27, 2026, registered Jul 14, 2026 (78 days) · RIA to affiliated broker-dealer or bank
G. A. Repple & Company to Hornor, Townsend & Kent, LLC
left Jan 23, 2024, registered Jan 24, 2024 (1 days) · Affiliated broker-dealer or bank to another
Cambridge Investment Research Advisors, Inc. to American Advisory Network, LLC
left Dec 22, 2020, registered Sep 13, 2019 (-466 days) · Other
American Advisory Network, LLC to G. A. Repple & Company
left Dec 31, 2019, registered Aug 31, 2021 (609 days) · Other
Calton & Associates, Inc. to Cambridge Investment Research Advisors, Inc.
left Apr 1, 2019, registered Sep 5, 2019 (157 days) · RIA to affiliated broker-dealer or bank
Independent Financial Partners to Calton & Associates, Inc.
left Apr 16, 2018, registered Apr 11, 2018 (-5 days) · RIA to RIA
Raymond James & Associates, Inc. to Independent Financial Partners
left Jun 8, 2017, registered Jun 16, 2017 (8 days) · Other
Usaa Financial Planning Services to Raymond James & Associates, Inc.
left Sep 15, 2015, registered Oct 2, 2015 (17 days) · Other

Signals

Allen Keller left Hornor, Townsend & Kent, Llc for J. W. Cole Advisors, Inc. (registered 2026-07-14)
Apr 27, 2026 · Advisor changed firm · fact
Allen Keller left G. A. Repple & Company for Hornor, Townsend & Kent, Llc (registered 2024-01-24)
Jan 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address