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Advisor at FIVE FACTOR CAPITAL ADVISORS
RYE BROOK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIVE FACTOR CAPITAL ADVISORS | State registered | Nov 21, 2021 | n/a | yes | RYE BROOK, NY | Current employment |
| FIVE FACTOR CAPITAL ADVISORS | State registered | Jul 10, 2013 | Nov 1, 2013 | no | RYE BROOK, NY | Previous registration |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Mar 2, 2011 | Apr 14, 2011 | no | PASADENA, CA|ISLANDIA, NY|WHITE PLAINS, NY|INCLINE VILLAGE, NV | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 17, 2004 | Apr 17, 2008 | no | WHITE PLAINS, NY|WHITE PLAINS, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES | FIVE FACTOR CAPITAL ADVISORS | Apr 14, 2011 | Jul 10, 2013 | 818 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WESTERN INTERNATIONAL SECURITIES | Apr 17, 2008 | Mar 2, 2011 | 1,049 | Firm change after gap | Other |