RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J• C•••••
- F••• F••••• C•••••• A••••••• state registered currentsince Nov 21, 2021 · Rye Brook, Ny
- F••• F••••• C•••••• A••••••• state registeredJul 10, 2013 to Nov 1, 2013 · Rye Brook, Ny
- W•••••• I••••••••• S••••••••• formerMar 2, 2011 to Apr 14, 2011 · Pasadena, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 17, 2004 to Apr 17, 2008 · White Plains, Ny
- W•••••• I••••••••• S••••••••• to F••• F••••• C•••••• A•••••••left Apr 14, 2011, registered Jul 10, 2013 (818 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••••• I••••••••• S•••••••••left Apr 17, 2008, registered Mar 2, 2011 (1049 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address