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Reading the graph
Advisor at CAPITAL ANALYSTS
Lombard, IL | LOMBARD, IL | Crystal Lake, IL | Geneva, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL ANALYSTS | Bd affiliated wealth | Jan 22, 2016 | n/a | yes | Lombard, IL | Current employment |
| LINCOLN INVESTMENT | Independent wealth | Nov 1, 2011 | n/a | yes | Crystal Lake, IL|LOMBARD, IL|Geneva, IL | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 30, 2011 | Oct 31, 2011 | no | ITASCA, IL | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Oct 20, 2000 | Jul 6, 2011 | no | PALATINE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | LINCOLN INVESTMENT | Oct 31, 2011 | Nov 1, 2011 | 1 | Firm change | Other |
| FSC SECURITIES CORPORATION | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jul 6, 2011 | Aug 30, 2011 | 55 | Firm change | Other |