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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

GARY LANE GLOVER

Advisor at CONCORDE ASSET MANAGEMENT, LLC

ANN ARBOR, MI | Lawrenceville, GA

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Search this name across graphsid dfx:ria:10420e4f-a474-53ed-e565-eba32a3abdeb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 5, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONCORDE ASSET MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 7, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 7, 1987
First registration: Apr 5, 1991
Dual registered: yes, broker-dealer
IAPD individual key: 1647229

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONCORDE ASSET MANAGEMENT, LLC	Bd affiliated wealth	Jan 13, 2016	n/a	yes	Lawrenceville, GA\|ANN ARBOR, MI	Current employment
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Nov 21, 2011	Jan 12, 2016	no	SUWANEE, GA\|JOHN'S CREEK, GA	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	May 30, 2008	Nov 1, 2011	no	ALPHARETTA, GA	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Dec 2, 2003	Jun 4, 2008	no	DULUTH, GA\|DULUTH, GA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 5, 1991	Oct 14, 2003	no	DULUTH, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STERNE AGEE ASSET MANAGEMENT, INC.	CONCORDE ASSET MANAGEMENT, LLC	Jan 12, 2016	Jan 13, 2016	1	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	STERNE AGEE ASSET MANAGEMENT, INC.	Nov 1, 2011	Nov 21, 2011	20	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	MORGAN KEEGAN & COMPANY, LLC	Jun 4, 2008	May 30, 2008	-5	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERIPRISE ADVISOR SERVICES, INC.	Oct 14, 2003	Dec 2, 2003	49	Firm change	Other

Relationships

Registered with (5)

→ CONCORDE ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 13, 2016 to presentfactForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 21, 2011 to Jan 12, 2016factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
May 30, 2008 to Nov 1, 2011factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Dec 2, 2003 to Jun 4, 2008factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 5, 1991 to Oct 14, 2003factForm ADV

Dated events

No dated event names this entity yet.