DFX Intelligence

I•••• J• H•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

I•••• J• H•••••• M•••••••

Advisor at T• R••• P•••• A••••••• S•••••••• I•••

Colorado Springs, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1056e6f4-4ff6-2c70-9070-fc105fea596f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: May 3, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• R••• P•••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• R••• P•••• A••••••• S•••••••• I•••	Bd affiliated wealth	Sep 11, 2026	n/a	yes	Colorado Springs, CO	Current employment
M••••• S••••••	Wirehouse	Aug 19, 2022	Dec 19, 2023	no	Denver, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	T• R••• P•••• A••••••• S•••••••• I•••	Dec 19, 2023	Sep 11, 2026	997	Firm change after gap	Wirehouse to ibd
W•••• F•••• A•••••••	M••••• S••••••	Aug 4, 2022	Aug 19, 2022

Relationships

Registered with (5)

→ T• R••• P•••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 20, 2021 to Jun 30, 2021factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 19, 2022 to Dec 19, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 18, 2022 to Aug 4, 2022factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Dec 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1056e6f4-4ff6-2c70-9070-fc105fea596f
First observed: May 3, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.