RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•••• J• H•••••• M•••••••
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 11, 2026 · Colorado Springs, Co
- M••••• S•••••• wirehouseAug 19, 2022 to Dec 19, 2023 · Denver, Co
- W•••• F•••• A••••••• wirehouseJan 18, 2022 to Aug 4, 2022 · Greenwood Village, Co
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedApr 20, 2021 to Jun 30, 2021 · Colorado Springs, Co
- C•••••• S••••• • C••• I••• national BDJun 4, 2020 to Aug 20, 2020 · Bedford, Nh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 7, 2019 to Jan 14, 2020 · Chandler, Az
- C•••••• S••••• • C••• I••• national BDMay 3, 2019 to Aug 1, 2019 · Phoenix, Az
- M••••• S•••••• to T• R••• P•••• A••••••• S•••••••• I•••left Dec 19, 2023, registered Sep 11, 2026 (997 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M••••• S••••••left Aug 4, 2022, registered Aug 19, 2022 (15 days) · Wirehouse to wirehouse
- T• R••• P•••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••left Jun 30, 2021, registered Jan 18, 2022 (202 days) · RIA to wirehouse
- C•••••• S••••• • C••• I••• to T• R••• P•••• A••••••• S•••••••• I•••left Aug 20, 2020, registered Apr 20, 2021 (243 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Jan 14, 2020, registered Jun 4, 2020 (142 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 1, 2019, registered Nov 7, 2019 (98 days) · Affiliated broker-dealer or bank to wirehouse
- I•••• J• H•••••• M••••••• left M••••• S•••••• for T• R••• P•••• A••••••• S•••••••• I••• (registered 2026-09-11)Dec 19, 2023 · Advisor changed firm · fact
- I•••• J• H•••••• M••••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2022-08-19)Aug 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address