DFX Intelligence

C•••••••• C•••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C•••••••• C•••••• M•••••••••

C•••••••• C•••••• M•••••••••, LP, CRD 297115

BOSTON, MA

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Search this name across graphsid dfx:ria:105a1f94-527d-fec6-5716-081c104c1069

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 11
On other graphs: 0
Observed: Jul 20, 2018 to Sep 15, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.97 institutional_share=0.0 related_bd=true related_bank=true bd_reps=7.0 bank_owner=false
Regulatory AUM: $2.0B••• Locked
Discretionary RAUM: $2.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••••• C•••••• M••••• F•••• L•••	Hedge Fund	$903M	Sep 15, 2026	82	Jul 20, 2018	reported	021-316074
C•••••••• E••••• I••••• F•••	Other Private Fund	$66.3M	Jan 10, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• C•••••• M••••••••• L••	GENERAL PARTNER	Na	yes	05/2018	Jul 20, 2018	Jun 10, 2024
C•••••••• G••••• L••	Owner	E	yes	10/2020	Mar 31, 2021	Jun 10, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••• • N••••• A•••••••• L••	n/a	Mixed wealth	$17B	N	yes	n/a
C•••••••• C••••• M••••••••• L••	n/a	Asset manager	$603M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.0B	$787M	158.4%	$513M	58.2%	19	18	0	0

Relationships

Affiliated with (9)

→ R••• C•••••• M•••••••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ R•••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ M•••••• • N••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ C•••••••• C••••• M•••••••••Registered adviserother investment adviser, common control

Dated events

Occurred
Sep 15, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$460M
Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.2B
Occurred
Mar 28, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$180M
Occurred
Jun 10, 2024

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:105a1f94-527d-fec6-5716-081c104c1069
First observed: Jul 20, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.