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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

RAINIER INVESTMENT MANAGEMENT LLC

CRD 105556

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cbd5f049-d9d5-d0a9-4b62-b3ca7583e497

Data as of Jun 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 11
On other graphs: 0
Observed: Mar 28, 2012 to Jun 23, 2026
45 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.95 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $581MItem 5.F on the latest filing (2026-06-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $581M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 4
Individual clients: 0
High net worth clients: 0
SEC number: 801-35638
CIK: 947772
CRD: 105556
Filings on the tape: 45
First filed: Mar 28, 2012
Latest filed: Jun 23, 2026
Organised: Limited Liability Company, WA

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CALLODINE AGGREGATOR, LLC	Owner	E	yes	03/2022	Nov 14, 2022	Mar 13, 2024
CALLODINE GROUP, LLC	Owner	D	yes	03/2022	Nov 14, 2022	Mar 13, 2024
CALLODINE MIDCO, INC	Owner	E	yes	04/2022	Nov 14, 2022	Mar 13, 2024
CALLODINE MN HOLDINGS, INC.	Owner	E	yes	03/2022	Nov 14, 2022	Mar 13, 2024
EAST ASSET MANAGEMENT, LLC	Owner	C	yes	03/2022	Nov 14, 2022	Mar 13, 2024
MANNING & NAPIER GROUP, LLC	SOLE OWNER	E	yes	04/2016	Mar 25, 2018	Mar 13, 2024
MANNING & NAPIER INC.	SOLE MANAGING MEMBER	E	yes	06/2011	May 27, 2016	Mar 13, 2024
MAYER, MARC, ORLANS	Ceo	Na	yes	01/2019	Feb 7, 2019	Mar 13, 2024
Morrow, James, Stuart	Owner	E	yes	10/2020	Nov 14, 2022	Mar 13, 2024
PEGULA, KIM, SUANNE	Owner	D	yes	01/2018	Nov 14, 2022	Mar 13, 2024
PEGULA, TERRENCE, MICHAEL	Owner	D	yes	01/2018	Nov 14, 2022	Mar 13, 2024
KUSHNER, JESSICA, MICHELE	CHIEF COMPLIANCE OFFICER	Na	no	05/2017	May 5, 2017	Mar 13, 2024
Turner, Sarah, Christine	CORPORATE SECRETARY	Na	no	09/2018	Oct 3, 2018	Mar 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MANNING & NAPIER ADVISORS, LLC	n/a	Mixed wealth	$17B	N	yes	n/a
CALLODINE CAPITAL MANAGEMENT, LP	n/a	Asset manager	$2.0B	N	yes	n/a
CALLODINE CREDIT MANAGEMENT, LLC	n/a	Asset manager	$603M	N	yes	n/a
RAND CAPITAL MANAGEMENT LLC	n/a	Asset manager	$137M	N	yes	n/a
CALLODINE CAPITAL PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a
CALLODINE COMMERCIAL PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
CALLODINE STRATEGIC CREDIT FUND II GP, LLC	n/a	n/a	n/a	N	yes	n/a
CALLODINE STRATEGIC CREDIT, LLC	n/a	n/a	n/a	N	yes	n/a
EXETER TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
MANNING & NAPIER INVESTOR SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
THOROFARE CAPITAL, INC.	n/a	n/a	n/a	N	yes	n/a
THOROFARE LENDING FUND IV MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
THOROFARE LENDING FUND V MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
THOROFARE LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Also broker-dealer
ST. PETERSBURG	FL	United States	yes
Fairport	NY	United States	yes
Dublin	Oh	United States	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$581M	$581M	3	3	3	n/a	n/a
2024	Mar 20, 2025	$617M	$617M	4	4	3	n/a	n/a
2023	Mar 13, 2024	$840M	$840M	3	3	3	n/a	n/a
2022	Mar 3, 2023	$930M	$930M	3	3	3	n/a	n/a
2021	Mar 26, 2022	$856M	$856M	3	3	3	n/a	n/a
2020	Mar 17, 2021	$1.1B	$1.1B	3	3	3	n/a	n/a
2019	Mar 5, 2020	$824M	$824M	3	3	3	n/a	n/a
2018	Mar 24, 2019	$738M	$738M	4	4	1	n/a	n/a
2017	Mar 25, 2018	$827M	$827M	7	5	0	n/a	n/a
2016	Mar 23, 2017	$1.6B	$1.5B	27	9	n/a	n/a	n/a
2015	Mar 15, 2016	$3.3B	$3.2B	50	14	n/a	n/a	n/a
2014	Mar 19, 2015	$6.1B	$5.3B	57	14	n/a	n/a	n/a
2013	Jan 21, 2014	$10B	$9.2B	59	12	n/a	n/a	n/a
2012	Mar 20, 2013	$13B	$12B	78	13	n/a	n/a	n/a
2011	Mar 28, 2012	$15B	$15B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$581M	$617M	-5.8%	$930M	-14.5%	3	4	3	3

Relationships

Affiliated with (10)

← THOROFARE, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MANNING & NAPIER ADVISORS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ CALLODINE CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ RAND CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ CALLODINE CREDIT MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← MANNING & NAPIER ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CALLODINE CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← RAND CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← CALLODINE CREDIT MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← MANNING & NAPIER ALTERNATIVE OPPORTUNITIES, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (10)

← MAYER, MARC, ORLANSOwnerCEO, ownership code NA, individual
Feb 7, 2019 to Mar 13, 2024factForm ADV
← PEGULA, TERRENCE, MICHAELOwnerOWNER, ownership code D, individual
Nov 14, 2022 to Mar 13, 2024factForm ADV
← PEGULA, KIM, SUANNEOwnerOWNER, ownership code D, individual
Nov 14, 2022 to Mar 13, 2024factForm ADV
← Morrow, James, StuartOwnerOWNER, ownership code E, individual
Nov 14, 2022 to Mar 13, 2024factForm ADV
← CALLODINE AGGREGATOR, LLCOwnerOWNER, ownership code E, domestic entity
Nov 14, 2022 to Mar 13, 2024factForm ADV
← CALLODINE GROUP, LLCOwnerOWNER, ownership code D, domestic entity
Nov 14, 2022 to Mar 13, 2024factForm ADV
← CALLODINE MIDCO, INCOwnerOWNER, ownership code E, domestic entity
Nov 14, 2022 to Mar 13, 2024factForm ADV
← CALLODINE MN HOLDINGS, INC.OwnerOWNER, ownership code E, domestic entity
Nov 14, 2022 to Mar 13, 2024factForm ADV
← EAST ASSET MANAGEMENT, LLCOwnerOWNER, ownership code C, domestic entity
Nov 14, 2022 to Mar 13, 2024factForm ADV
← MANNING & NAPIER GROUP, LLCOwnerSOLE OWNER, ownership code E, domestic entity
Mar 25, 2018 to Mar 13, 2024factForm ADV

Owns (2)

← KUSHNER, JESSICA, MICHELEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 5, 2017 to Mar 13, 2024factForm ADV
← Turner, Sarah, ChristineOwnerCORPORATE SECRETARY, ownership code NA, individual
Oct 3, 2018 to Mar 13, 2024factForm ADV

Registered with (2)

← KYLE VANN MYLIUSAdvisorregistration: previous registration
May 2, 2006 to May 1, 2008factForm ADV
← MARK WILLIAM BROUGHTONAdvisorregistration: previous registration
Aug 2, 2004 to Nov 27, 2006factForm ADV

Dated events

Occurred
Mar 20, 2025
Regulatory AUM changed
Rainier Investment Management Llc reported RAUM $617.0M, down 27% from $840.3M (2024-03-13 to 2025-03-20)
Form ADVobserved 5 days ago
$-223M
Occurred
Mar 3, 2023
Regulatory AUM changed
Rainier Investment Management Llc reported RAUM $930.5M, down 27% from $1.3B (2022-11-30 to 2023-03-03)
Form ADVobserved 5 days ago
$-339M
Occurred
Nov 14, 2022
Control person joined
Stuart James Morrow (Owner) appeared on Schedule A of Rainier Investment Management Llc
Form ADVobserved 5 days ago
Occurred
Nov 14, 2022
Control person joined
M Terrence Pegula (Owner) appeared on Schedule A of Rainier Investment Management Llc
Form ADVobserved 5 days ago
Occurred
Nov 14, 2022
Control person joined
S Kim Pegula (Owner) appeared on Schedule A of Rainier Investment Management Llc
Form ADVobserved 5 days ago
Occurred
Apr 22, 2022
Regulatory AUM changed
Rainier Investment Management Llc reported RAUM $1.3B, up 48% from $856.3M (2022-03-26 to 2022-04-22)
Form ADVobserved 5 days ago
$413M
Occurred
Mar 17, 2021
Regulatory AUM changed
Rainier Investment Management Llc reported RAUM $1.1B, up 31% from $824.1M (2020-05-15 to 2021-03-17)
Form ADVobserved 5 days ago
$258M
Occurred
May 15, 2020
Control person left
William Manning (Managing Member) no longer on Schedule A of Rainier Investment Management Llc (listed 2020-03-05, absent 2020-05-15)
Form ADVobserved 5 days ago
Occurred
Feb 7, 2019
Control person joined
Orlans Marc Mayer (Ceo) appeared on Schedule A of Rainier Investment Management Llc
Form ADVobserved 5 days ago
Occurred
Feb 7, 2019
Control person left
Scott Jeffrey Coons (President) no longer on Schedule A of Rainier Investment Management Llc (listed 2018-10-03, absent 2019-02-07)
Form ADVobserved 5 days ago
Occurred
Jan 21, 2014
Succession filed (Item 4)
Rainier Investment Management,Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cbd5f049-d9d5-d0a9-4b62-b3ca7583e497
First observed: Mar 28, 2012
Last observed: Jun 23, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RAINIER INVESTMENT MANAGEMENT LLC

CRD 105556

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cbd5f049-d9d5-d0a9-4b62-b3ca7583e497

Data as of Jun 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:47 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CALLODINE AGGREGATOR, LLC

Owner

yes

03/2022

Nov 14, 2022

Mar 13, 2024

CALLODINE GROUP, LLC

Owner

yes

03/2022

Nov 14, 2022

Mar 13, 2024

CALLODINE MIDCO, INC

Owner

yes

04/2022

Nov 14, 2022

Mar 13, 2024

CALLODINE MN HOLDINGS, INC.

Owner

yes

03/2022

Nov 14, 2022

Mar 13, 2024

EAST ASSET MANAGEMENT, LLC

Owner

yes

03/2022

Nov 14, 2022

Mar 13, 2024

MANNING & NAPIER GROUP, LLC

SOLE OWNER

yes

04/2016

Mar 25, 2018

Mar 13, 2024

MANNING & NAPIER INC.

SOLE MANAGING MEMBER

yes

06/2011

May 27, 2016

Mar 13, 2024

MAYER, MARC, ORLANS

Ceo

yes

01/2019

Feb 7, 2019

Mar 13, 2024

Morrow, James, Stuart

Owner

yes

10/2020

Nov 14, 2022

Mar 13, 2024

PEGULA, KIM, SUANNE

Owner

yes

01/2018

Nov 14, 2022

Mar 13, 2024

PEGULA, TERRENCE, MICHAEL

Owner

yes

01/2018

Nov 14, 2022

Mar 13, 2024

KUSHNER, JESSICA, MICHELE

CHIEF COMPLIANCE OFFICER

05/2017

May 5, 2017

Mar 13, 2024

Turner, Sarah, Christine

CORPORATE SECRETARY

09/2018

Oct 3, 2018

Mar 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MANNING & NAPIER ADVISORS, LLC

n/a

Mixed wealth

$17B

yes

n/a

CALLODINE CAPITAL MANAGEMENT, LP

n/a

Asset manager

$2.0B

yes

n/a

CALLODINE CREDIT MANAGEMENT, LLC

n/a

Asset manager

$603M

yes

n/a

RAND CAPITAL MANAGEMENT LLC

n/a

Asset manager

$137M

yes

n/a

CALLODINE CAPITAL PARTNERS LLC

n/a

yes

n/a

CALLODINE COMMERCIAL PARTNERS, LLC

n/a

yes

n/a

CALLODINE STRATEGIC CREDIT FUND II GP, LLC

n/a

yes

n/a

CALLODINE STRATEGIC CREDIT, LLC

n/a

yes

n/a

EXETER TRUST COMPANY

n/a

yes

n/a

MANNING & NAPIER INVESTOR SERVICES, INC.

n/a

yes

n/a

THOROFARE CAPITAL, INC.

n/a

yes

n/a

THOROFARE LENDING FUND IV MANAGEMENT, LLC

n/a

yes

n/a

THOROFARE LENDING FUND V MANAGEMENT, LLC

n/a

yes

n/a

THOROFARE LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

ST. PETERSBURG

United States

yes

Fairport

United States

yes

Dublin

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$581M

n/a

2024

Mar 20, 2025

$617M

n/a

2023

Mar 13, 2024

$840M

n/a

2022

Mar 3, 2023

$930M

n/a

2021

Mar 26, 2022

$856M

n/a

2020

Mar 17, 2021

$1.1B

n/a

2019

Mar 5, 2020

$824M

n/a

2018

Mar 24, 2019

$738M

n/a

2017

Mar 25, 2018

$827M

n/a

2016

Mar 23, 2017

$1.6B

$1.5B

n/a

2015

Mar 15, 2016

$3.3B

$3.2B

n/a

2014

Mar 19, 2015

$6.1B

$5.3B

n/a

2013

Jan 21, 2014

$10B

$9.2B

n/a

2012

Mar 20, 2013

$13B

$12B

n/a

2011

Mar 28, 2012

$15B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$581M

$617M

-5.8%

$930M

-14.5%