DFX Intelligence

C•••••••• C••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C•••••••• C••••• M•••••••••

C•••••••• C••••• M•••••••••, LLC, CRD 313165

BOSTON, MA

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Search this name across graphsid dfx:ria:bf506951-5a11-379d-1e43-9eeb9b3f9881

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 3
On other graphs: 3
Observed: Mar 31, 2023 to Mar 31, 2026
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••••• C••••• M•••••••••

Private equity manager · shared crd

Independent Sponsorsidentity

C•••••••• C••••• M•••••••••

Capital provider to sponsors · shared crd

Private Creditidentity

C•••••••• C••••• M•••••••••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $603M••• Locked
Discretionary RAUM: $603M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••••• A•••• B•••• L••• F••• I•• L•	Private Equity Fund	$322M	Sep 5, 2024	21	Sep 13, 2021	reported	021-420576
C•••••••• P•••••••• A•• F•••• L•	Hedge Fund	$121M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• C•••••• L••	Owner	E	yes	05/2021	Mar 31, 2023	Sep 5, 2024
C•••••••• G••••• L••	Owner	E	yes	05/2021	Mar 31, 2023	Sep 5, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••• • N••••• A•••••••• L••	n/a	Mixed wealth	$17B	N	yes	n/a
C•••••••• C•••••• M••••••••• L•	n/a	Asset manager	$2.0B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Narragansett	Ri	United States	1	no
London	n/a	United Kingdom	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$603M	$467M	29.1%	n/a	n/a	11	13	1	1

Relationships

Affiliated with (10)

← T••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← R•••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← M•••••• • N••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← C•••••••• C•••••• M•••••••••Registered adviserother investment adviser, common control

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
C•••••••• C••••• M••••••••• reported RAUM $603.0M, up 29% from $467.2M (2025-08-22 to 2026-03-31)
Form ADVobserved 7 days ago
$136M
Occurred
Mar 28, 2024
Regulatory AUM changed
C•••••••• C••••• M••••••••• reported RAUM $442.9M, up 62% from $273.6M (2023-04-20 to 2024-03-28)
Form ADVobserved 7 days ago
$169M
Occurred
Mar 31, 2023
First Form ADV filing
C•••••••• C••••• M••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf506951-5a11-379d-1e43-9eeb9b3f9881
First observed: Mar 31, 2023
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.