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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Bernard Heigl

Advisor at HUNTINGTON FINANCIAL ADVISORS

Beaver, PA | BEAVER, PA | Chicago, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1095e010-1f53-80b3-4c74-c3f7a299db82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUNTINGTON FINANCIAL ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 4
Exams: S63|S66
First exam: Jan 29, 2014
First registration: Apr 28, 2014
Dual registered: yes, broker-dealer
Other names: Bernard Heigl|BERNARD HEIGL III|Bernard Heigl
IAPD individual key: 6216811

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 29, 2026	n/a	yes	Beaver, PA	Current employment
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Jul 27, 2021	n/a	yes	Chicago, IL\|BEAVER, PA\|Beaver, PA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 9, 2019	Jul 13, 2021	no	Homestead, PA\|Pittsburgh, PA\|Philadelphia, PA\|Pittsburgh, PA\|Cranberry Township, PA\|Pittsburgh, PA\|Pittsburgh, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 28, 2014	Oct 3, 2019	no	PITTSBURGH, PA\|BUFFALO GROVE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	HUNTINGTON FINANCIAL ADVISORS	Jul 13, 2021	Jul 27, 2021	14	Firm change	Wirehouse to ibd
PNC WEALTH MANAGEMENT	J.P. MORGAN SECURITIES LLC	Oct 3, 2019	Dec 9, 2019	67	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: current employment
Jul 27, 2021 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Dec 9, 2019 to Jul 13, 2021factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 28, 2014 to Oct 3, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1095e010-1f53-80b3-4c74-c3f7a299db82
First observed: Apr 28, 2014
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Bernard Heigl

Advisor at HUNTINGTON FINANCIAL ADVISORS

Beaver, PA | BEAVER, PA | Chicago, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1095e010-1f53-80b3-4c74-c3f7a299db82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:16 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

Jun 29, 2026

n/a

yes

Beaver, PA

Current employment

HUNTINGTON FINANCIAL ADVISORS

Bd affiliated wealth

Jul 27, 2021

n/a

yes

Chicago, IL|BEAVER, PA|Beaver, PA

Current employment

J.P. MORGAN SECURITIES LLC

Wirehouse

Dec 9, 2019

Jul 13, 2021

Previous registration

PNC WEALTH MANAGEMENT

Bd affiliated wealth

Apr 28, 2014

Oct 3, 2019

PITTSBURGH, PA|BUFFALO GROVE, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

J.P. MORGAN SECURITIES LLC

HUNTINGTON FINANCIAL ADVISORS

Jul 13, 2021

Jul 27, 2021

Firm change

Wirehouse to ibd

PNC WEALTH MANAGEMENT

J.P. MORGAN SECURITIES LLC

Oct 3, 2019

Dec 9, 2019

Firm change

Ibd to wirehouse