S•••• P• R•••••

Advisor at P••••••••• B•••••••• S•••••••• I•••

Castaic, CA | GREEN BAY, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10a162f8-1c1e-f22d-0f44-134fa62c1fe6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 17, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• B•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• B•••••••• S•••••••• I•••	Independent wealth	Oct 1, 2025	n/a	yes	Castaic, CA\|GREEN BAY, WI	Current employment
C••••••• A•••• M••••••••• L••	Bd affiliated wealth	Apr 22, 2021	Oct 2, 2025	no	ANN ARBOR, MI\|Castaic, CA\|Valencia, CA\|Valencia, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A•••• M••••••••• L••	P••••••••• B•••••••• S•••••••• I•••	Oct 2, 2025	Oct 1, 2025	-1	Firm change	Ibd to RIA
S•• I••••••••• A•••••••• I•••	C••••••• A•••• M••••••••• L••	Apr 28, 2021	Apr 22, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
123608:140367:CA:2021-04-28	Apr 28, 2021	Apr 22, 2021	SAN DIEGO, CA	Firm change

Relationships

Registered with (3)

→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 17, 2019 to Dec 15, 2020factForm ADV
→ C••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 22, 2021 to Oct 2, 2025factForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 18, 2020 to Apr 28, 2021factForm ADV

Dated events

Occurred
Oct 2, 2025
Advisor changed firm
S•••• P• R••••• left C••••••• A•••• M••••••••• L•• for P••••••••• B•••••••• S•••••••• I••• (registered 2025-10-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10a162f8-1c1e-f22d-0f44-134fa62c1fe6
First observed: Sep 17, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.