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B••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

B••• D•••••••

Advisor at C••••••••• A•••• M••••••••• S•••••••• I•••

BROADVIEW HEIGHTS, OH

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Search this name across graphsid dfx:ria:10a76019-74b4-cbd2-ca27-621c912a311c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 19, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• A•••• M••••••••• S•••••••• I•••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 20, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• A•••• M••••••••• S•••••••• I•••	Former SEC adviser	Aug 29, 2018	n/a	yes	BROADVIEW HEIGHTS, OH	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Jul 7, 2016	Aug 24, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	C••••••••• A•••• M••••••••• S•••••••• I•••	Aug 24, 2018	Aug 29, 2018	5	Firm change	Other
R••••• M••••• C•••••• M••••••••• L••	C••••••• S••••••••• I•••	Oct 18, 2011

Relationships

Registered with (5)

→ C••••••••• A•••• M••••••••• S•••••••• I•••Registered adviserregistration: current employment
Aug 29, 2018 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 7, 2016 to Aug 24, 2018factForm ADV
→ R••••• M••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
May 26, 2011 to Oct 18, 2011factForm ADV
→ R••••• M••••• I••••••••• A•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10a76019-74b4-cbd2-ca27-621c912a311c
First observed: Sep 19, 1999
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.