DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at J.P. MORGAN SECURITIES LLC
New York, NY | Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jun 14, 2023 | n/a | yes | New York, NY|Los Angeles, CA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 1, 2017 | Apr 27, 2018 | no | Encino, CA|WEEHAWKEN, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 2, 2014 | May 15, 2017 | no | LOS ANGELES, CA|NEW YORK, NY|SANTA MONICA, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Feb 10, 2014 | no | Beverly Hills, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Oct 31, 2002 | Jun 1, 2009 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | J.P. MORGAN SECURITIES LLC | Apr 27, 2018 | Jun 14, 2023 | 1,874 | Firm change after gap | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | May 15, 2017 | Jun 1, 2017 | 17 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Feb 10, 2014 | May 2, 2014 | 81 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:79:NJ:2018-04-27 | Apr 27, 2018 | Jun 14, 2023 | WEEHAWKEN, NJ | Firm change after gap |
| 7691:8174:CA:2017-05-08 | May 15, 2017 | Jun 1, 2017 | SANTA MONICA, CA | Firm change |