RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••••• M••••••• S••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 14, 2023 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseJun 1, 2017 to Apr 27, 2018 · Encino, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 2, 2014 to May 15, 2017 · Los Angeles, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 10, 2014 · Beverly Hills, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 31, 2002 to Jun 1, 2009 · Beverly Hills, Ca
- U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••left Apr 27, 2018, registered Jun 14, 2023 (1874 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left May 15, 2017, registered Jun 1, 2017 (17 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 10, 2014, registered May 2, 2014 (81 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address