D•••• M• K••••

Advisor at R••••••••• P••••••• G••••• L••

MALTA, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10d22a9d-c039-1224-0c4d-8c757182e5a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• P••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 20, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• P••••••• G••••• L••	Independent wealth	Jul 29, 2021	n/a	yes	MALTA, NY	Current employment
A•••• P•••• A•••••••	Former SEC adviser	Sep 18, 2020	Jan 5, 2021	no	MALTA, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••• A•••••••	R••••••••• P••••••• G••••• L••	Jan 5, 2021	Jul 29, 2021	205	Firm change	Ibd to RIA
S•• A•••••••• I•••	A•••• P•••• A•••••••	Sep 18, 2020	Sep 18, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
165127:310647:NY:2021-01-05	Jan 5, 2021	Jul 29, 2021	MALTA, NY	Firm change

Relationships

Registered with (5)

→ R••••••••• P••••••• G••••• L••Registered adviserregistration: current employment
Jul 29, 2021 to presentfactForm ADV
→ A•••• P•••• A•••••••Registered adviserregistration: previous registration
Sep 18, 2020 to Jan 5, 2021factForm ADV
→ S•• A•••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2019 to Sep 18, 2020factForm ADV
→ A••••••• A••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10d22a9d-c039-1224-0c4d-8c757182e5a8
First observed: Aug 31, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.