R••••• Y• L••

Advisor at B••• W••••• S••••••••• L••

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10d5d213-579a-a29a-5980-13b974ee4be3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 5, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• W••••• S••••••••• L••	Independent wealth	Aug 15, 2022	n/a	yes	DENVER, CO	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Jan 23, 2024	Aug 2, 2024	no	Denver, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	n/a	Aug 2, 2024	n/a	n/a	Departure no registered destination	Departure
A• W••••• M••••••••• L••	B••• W••••• S••••••••• L••	Jan 20, 2023	Aug 15, 2022	-158

Relationships

Registered with (2)

→ B••• W••••• S••••••••• L••Registered adviserregistration: current employment
Aug 15, 2022 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 23, 2024 to Aug 2, 2024factForm ADV

Dated events

Occurred
Aug 2, 2024
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10d5d213-579a-a29a-5980-13b974ee4be3
First observed: Nov 5, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.