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Advisor at AE WEALTH MANAGEMENT, LLC
Topeka, KS | Lawrence, KS | Overland Park, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Apr 25, 2016 | n/a | yes | Lawrence, KS|Topeka, KS|Overland Park, KS | Current employment |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Nov 18, 2014 | Mar 23, 2016 | no | LAWRENCE, KS|SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | AE WEALTH MANAGEMENT, LLC | Mar 23, 2016 | Apr 25, 2016 | 33 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 132070:282580:FL:2016-03-23 | Mar 23, 2016 | Apr 25, 2016 | SARASOTA, FL | Firm change |