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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

JANET MARY HALEY

Advisor at CHARLES SCHWAB & CO., INC.

Alexandria, VA

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Search this name across graphsid dfx:ria:10fb6120-226f-2064-d090-eac31c106552

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jul 14, 1995
First registration: Oct 28, 2011
Dual registered: yes, broker-dealer
Other names: JANET HALEY
IAPD individual key: 2331033

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	May 23, 2020	n/a	yes	Alexandria, VA	Current employment
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	May 24, 2020	no	SAN ANTONIO, TX\|ARLINGTON, VA	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Jun 26, 2014	Jan 8, 2018	no	ARLINGTON, VA\|Vienna, VA	Previous registration
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	Oct 28, 2011	Mar 25, 2014	no	WALNUT CREEK, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USAA INVESTMENT SERVICES COMPANY	CHARLES SCHWAB & CO., INC.	May 24, 2020	May 23, 2020	-1	Bulk transfer	Ibd to ibd
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other
ADVISORS ASSET MANAGEMENT, INC.	USAA FINANCIAL PLANNING SERVICES	Mar 25, 2014	Jun 26, 2014	93	Firm change	Other

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
May 23, 2020 to presentfactForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to May 24, 2020factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Jun 26, 2014 to Jan 8, 2018factForm ADV
→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 28, 2011 to Mar 25, 2014factForm ADV

Dated events

No dated event names this entity yet.