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RIA / WealthAdvisorCertified Financial Planner30 years in industry

TIMOTHY BRIAN SMITH

Advisor at GRANITE HARBOR ADVISORS, INC.

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:11021768-e38a-2a26-0fac-e24d1b8bbe47

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Jun 19, 1996 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Timothy Brian Smith

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GRANITE HARBOR ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jun 17, 1996
First registration: Jun 19, 1996
Dual registered: no
Other names: TIM SMITH|TIM SMITH
IAPD individual key: 2758223

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GRANITE HARBOR ADVISORS, INC.	Independent wealth	May 4, 2015	n/a	yes	HOUSTON, TX	Current employment
LION STREET ADVISORS, LLC	Former SEC adviser	Jan 6, 2014	Dec 31, 2015	no	HOUSTON, TX\|Houston, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 19, 1996	Jan 9, 2014	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LION STREET ADVISORS, LLC	GRANITE HARBOR ADVISORS, INC.	Dec 31, 2015	May 4, 2015	-241	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	LION STREET ADVISORS, LLC	Jan 9, 2014	Jan 6, 2014	-3	Firm change	Ibd to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
167610:179523:TX:2015-12-31	Dec 31, 2015	May 4, 2015	HOUSTON, TX	Firm change after gap

Relationships

Registered with (3)

→ GRANITE HARBOR ADVISORS, INC.Registered adviserregistration: current employment
May 4, 2015 to presentfactForm ADV
→ LION STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 6, 2014 to Dec 31, 2015factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 19, 1996 to Jan 9, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11021768-e38a-2a26-0fac-e24d1b8bbe47
First observed: Jun 19, 1996
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TIMOTHY BRIAN SMITH

Advisor at GRANITE HARBOR ADVISORS, INC.

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:11021768-e38a-2a26-0fac-e24d1b8bbe47

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

GRANITE HARBOR ADVISORS, INC.

Independent wealth

May 4, 2015

n/a

yes

HOUSTON, TX

Current employment

LION STREET ADVISORS, LLC

Former SEC adviser

Jan 6, 2014

Dec 31, 2015

HOUSTON, TX|Houston, TX

Previous registration

EQUITABLE ADVISORS, LLC

National bd RIA

Jun 19, 1996

Jan 9, 2014

HOUSTON, TX|HOUSTON, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LION STREET ADVISORS, LLC

GRANITE HARBOR ADVISORS, INC.

Dec 31, 2015

May 4, 2015

-241

Firm change after gap

Other

EQUITABLE ADVISORS, LLC

LION STREET ADVISORS, LLC

Jan 9, 2014

Jan 6, 2014

-3

Firm change

Ibd to new firm

Team

Left

Joined

From

Kind

167610:179523:TX:2015-12-31

Dec 31, 2015

May 4, 2015

HOUSTON, TX

Firm change after gap