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G•••••• H••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

G•••••• H••••• A•••••••• I•••

CRD 179523

HOUSTON, TX

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Search this name across graphsid dfx:ria:b9a640df-32ac-6fc1-36e8-abe155a31632

Data as of Aug 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 9
On other graphs: 2
Observed: Apr 13, 2015 to Aug 10, 2026
39 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G•••••• H••••• A•••••••• I•••

Private equity manager · shared crd

Independent Sponsorsidentity

G•••••• H••••• A•••••••• I•••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.03 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $642MItem 5.F on the latest filing (2026-08-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $636M
Private client RAUM: $587MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•••••• B•••• S••••	Certified Financial Planner	HOUSTON, TX	11	30	2	no
N••••••• M•••••• B••••	Certified Financial Planner\|Chartered Financial Analyst	HOUSTON, TX	11	11

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•••••• H••••• • W••• A•••• I••••••••• L•	Other Private Fund	$0	Apr 25, 2024	0	Nov 2, 2023	reported	021-493774
C•••••• V•••• I••••••••• L••	Private Equity Fund	$0

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• N•••••••• M••••••	CHIEF COMPLIANCE OFFICER	C	yes	05/2015	Apr 13, 2015	Apr 25, 2024
S••• B••••• W•••••	MANAGING PARTNER	C	yes	05/2015	Apr 13, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• V•••• M••••••	n/a	n/a	n/a	Y	no	n/a
G•••••• H••••• • W••• A•••• G•• L••	n/a	n/a	n/a	Y	no	n/a
G•••••• H••••• G••••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
5	5	0	50.0%	1	3	0	7	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$642M	$561M	14.4%	$324M	25.7%	12	15	1	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
L••• S••••• A•••••••• L••	3	Dec 31, 2015	May 5, 2015	HOUSTON, TX	Team lift out	Other	27.3%

Relationships

Registered with (16)

← E•••• N••••••••Advisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← A••••••••• A•••••• P••••••••Advisorregistration: current employment
Jul 15, 2026 to presentfactForm ADV
← E•••• B•••••••Advisorregistration: current employment
May 4, 2026 to presentfactForm ADV
← C•••••• J•••• M••••••••

Dated events

Occurred
Aug 24, 2026
Advisor changed firm
Austin Manning left G•••••• H••••• A•••••••• I••• for Rhame & Gorrell Wealth Management (registered 2026-02-18)
Form ADVobserved 7 days ago
Occurred
Aug 18, 2026
Advisor changed firm
Bethanie Anne Baker left G•••••• H••••• A•••••••• I••• for Willis Johnson Wealth (registered 2026-09-15)
Form ADVobserved 5 days ago
Occurred
Jul 31, 2026
Advisor changed firm
Caleb Luke Christian left G•••••• H••••• A•••••••• I••• for Prosperity Capital Advisors (registered 2026-01-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9a640df-32ac-6fc1-36e8-abe155a31632
First observed: Apr 13, 2015
Last observed: Aug 10, 2026 43 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.